Conflict of Interest Exemptions - Proposals - Historical Information

Vacated by court order

• Public Hearing
• Comments on Conflict of Interest Proposed Rule
• Proposed Rule
• Proposed Best Interest Contract Exemption
• Proposed Class Exemption for Principal Transactions
• Proposed Amendment to PTE 75-1, Part V
• Proposed Amendments to and Proposed Partial Revocation of PTEs 86-128 and 75-1
• Proposed Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1
• Proposed Amendment to and Proposed Partial Revocation of PTE 84-24
• Regulatory Impact Analysis
• News Release
• 2010 Proposal
• Class Exemptions

These comments will be made available in alternative format to persons with disabilities upon request.

Public Comments

Comment Period Reopening