Below is a historical list of exemptions and EXPRO authorizations. They may not reflect current law, policies, or procedures. The Department, for example, may require terms and conditions that were not required in prior exemptions. Persons considering filing for an exemption or EXPRO authorization may find it very helpful to discuss the facts or issues in their cases with the Department before preparing the filing. The Department welcomes all inquiries and is available to answer any questions you may have.
Please be advised that the information in your exemption application, and any information submitted to the Department in support of your exemption application (including any information submitted to the Department in support of your exemption application prior to the Department’s receipt of your exemption application), will be disclosed to the public upon request. You are responsible for ensuring that your exemption application does not contain information that you do not want disclosed to the public. As stated in 29 CFR 2570.33(c), the Department will not process or consider an exemption application or a supporting document containing a request intended to restrict the Department’s ability to disclose information to the public. Consequently, by participating in the exemption application process, you are consenting to the public disclosure of your exemption application and any information submitted to the Department in support of your application. The Department reserves the right to revoke an exemption if the record upon which the exemption is based contains information that may not be disclosed to the public.
Final Authorization Number Date, Case ID, Applicant Name | Description of Transaction | Substantially Similar Transactions |
---|---|---|
20-01E 05/15/2020 E00821 Local 8A-28A Welfare Fund Notice to Interested Persons | Sale by Plan of Real Property | PTE 15-01 The United Association of Journeymen and Apprentices of The Plumbers and Pipefitters Local Union No. 189 Pension Plan, as Amended 80 FR 19687, 4/13/2015 PTE 15-04 Craftsman Independent Union Local #1 Health, Welfare & Hospitalization Trust Fund 80 FR 19690, 4/13/2015 |
Final Authorization Number Date, Case ID, Applicant Name | Description of Transaction | Substantially Similar Transactions |
---|---|---|
19-01E 01/23/2019 E00813 Western Pennsylvania Operating Engineers Joint Apprenticeship and Training Program Notice to Interested Persons | Sale by Plan of Real Property | PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund 76 FR 77266 Dec 12, 2011 FAN 16-01E Indiana/Kentucky/Ohio Regional Council of Carpenters Joint Apprenticeship and Training Fund Mar 7, 2016 |
No EXPRO authorizations were issued in 2018.
Final Authorization Number Date, Case ID, Applicant Name | Description of Transaction | Substantially Similar Transactions |
---|---|---|
17-02E 10/13/2017 E00789 Hyatt Corporation Welfare Benefits Plan and Xenia Assurance Company Notice to Interested Persons | Captive Reinsurance | PTE 14-03 Intel Corporation 79 FR 19927 Apr 10, 2014 PTE 13-06 The Coca-Cola Co. and Red Re, Inc. 78 FR 76799 Dec 28, 2012 |
17-01E 04/30/2017 E00785 Seattle Area Plumbing & Pipefitting Industry Journeyman and Apprenticeship Training Trust Notice to Interested Persons | Sale by Plan of Real Property | PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund 76 FR 77266 Dec 12, 2011 FAN 16-01E Indiana/Kentucky/Ohio Regional Council of Carpenters Joint Apprenticeship and Training Fund Mar 7, 2016 FAN 14-06E Pipefitters Location Union No. 533 Education Training Program Nov 8, 2014 |
Final Authorization Number Date, Case ID, Applicant Name | Description of Transaction | Substantially Similar Transactions |
---|---|---|
16-02E 03/19/2016 E00774 Laclede Gas Company and its affiliates and Laclede Insurance Risk Services, Inc. Notice to Interested Persons | Captive Reinsurance | PTE 13-06 The Coca-Cola Co. 78 FR 19323 Mar 29, 2013 PTE 14-03 The Intel Corporation 79 FR 19927 Apr 10, 2014 |
16-01E 03/07/2016 E00773 Indiana/Kentucky/Ohio Regional Council of Carpenters Joint Apprenticeship and Training Fund Notice to Interested Persons | Sale by Plan of Real Property | PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund 76 FR 77266 Dec 12, 2011 FAN 14-06E Pipefitters Location Union No. 533 Education Training Program Nov 8, 2014 |
Final Authorization Number Date, Case ID, Applicant Name | Description of Transaction | Substantially Similar Transactions |
---|---|---|
15-08E 11/13/2015 E00769 The Electrical Trades Center Notice to Interested Persons | Sale by Plan of Real Property | PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund 76 FR 77266 Dec 12, 2011 FAN 14-06E Pipefitters Location Union No. 533 Education Training Program Nov 8, 2014 |
15-07E 06/26/2015 E00764 Hormel Foods Corporation Notice to Interested Persons | Captive Reinsurance | PTE 13-06 The Coca-Cola Co. 78 FR 19323 Mar 29, 2013 PTE 14-03 The Intel Corporation 79 FR 19927 Apr 10, 2014 |
15-06E 06/28/2015 E00763 International Union of Operating Engineers Local 450 Apprenticeship and Training Fund Notice to Interested Persons | Sale by Plan of Real Property | PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund 76 FR 77266 Dec 12, 2011 FAN 14-06E Pipefitters Location Union No. 533 Education Training Program Nov 8, 2014 |
15-05E 06/17/2015 E00762 Defined Benefit Plan of Fluor Corporation and Participating Subsidiaries Notice to Interested Persons | Sale by Plan of Partnership Interest | PTE 10-23 Carle Foundation Hospital & Affiliates Pension Plan 75 FR 47637 Aug 6, 2010 FAN 11-07E The Shelly Company and Subsidiaries Retirement Plan Sep 23, 2011 |
15-04E 04/29/2015 E00759 Sealed Air Corporation Notice to Interested Persons | Captive Reinsurance | PTE 13-06 The Coca-Cola Co. 78 FR 19323 Mar 29, 2013 PTE 14-03 The Intel Corporation 79 FR 19927 Apr 10, 2014 |
15-03E 03/14/2015 E00758 Healthcare Services Group, Inc. (HCSG) Notice to Interested Persons | Captive Reinsurance | PTE 13-06 The Coca-Cola Co. 78 FR 19323 Mar 29, 2013 PTE 14-03 The Intel Corporation 79 FR 19927 Apr 10, 2014 |
15-02E 02/26/2015 E00757 Jon Wainwright IRA Notice to Interested Persons | Sale by Plan of Real Property Interest | PTE 11-10 William W Etherington IRA 76 FR 34253 Jun 13, 2011 PTE 2010-28 John D Simmons IRA 75 FR 61775 Oct 6, 2010 |
15-01E 02/26/2015 E00756 Tony Calvis IRA Notice to Interested Persons | Sale by Plan of Real Property Interest | PTE 11-10 William W Etherington IRA 76 FR 34253 Jun 13, 2011 PTE 2010-28 John D Simmons IRA 75 FR 61775 Oct 6, 2010 |
Final Authorization Number Date, Case ID, Applicant Name | Description of Transaction | Substantially Similar Transactions |
---|---|---|
14-06E 11/08/2014 E00752 Pipefitters Local Union No. 533 Education Training Program Notice to Interested Persons | Sale by Plan of Real Property | PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund 76 FR 77266 Dec 12, 2011 FAN 09-15E Network Funding Corporation Employees Welfare Benefit Plan Nov 14, 2009 |
14-05E 08/30/2014 E00748 The Lawler Foods, Ltd. Profit Sharing Plan Notice to Interested Persons | Sale by Plan of Partnership Interest | PTE 10-23 Carle Foundation Hospital & Affiliates Pension Plan 75 FR 47637 Aug. 6, 2010 FAN 11-07E The Shelly Company and Subsidiaries Retirement Plan Sep. 23, 2011 |
14-04E 08/02/2014 E00744 International Union of Operating Engineers Local 57 Apprenticeship and Skill Improvement Training Fund Notice to Interested Persons | Sale by Plan of Real Property | PTE 05-10 North Texas Electrical Apprenticeship & Training Trust Fund 70 FR 37443 Jun. 29, 2005 FAN 12-09E Roofers Local 20 Apprenticeship Fund Jul. 1, 2012 |
14-03E 07/26/2014 E00746 Nancy D. Halwig IRA Notice to Interested Persons | Sale by Plan of Real Property Interest | PTE 11-10 William W. Etherington IRA 76 FR 34253 Jun. 13, 2011 FAN 10-03E Kristin P. Boardman IRA Oct. 27, 2010 |
14-02E 07/26/2014 E00745 John M. Halwig IRA Notice to Interested Persons | Sale by Plan of Real Property Interest | PTE 11-10 William W. Etherington IRA 76 FR 34253 Jun. 13, 2011 FAN 10-03E Kristin P. Boardman IRA Oct. 27, 2010 |
14-01E 06/21/2014 E00742 Mark R. Madura Sole Proprietorship Profit Sharing Plan Notice to Interested Persons | Sale by Plan of Real Property | PTE 07-16 Victor P Olson PSP 72 FR 51473 Sep. 7, 2007 FAN 12-04E Douglas S. Dorflinger and Associates Profit Sharing Plan May 26, 2012 |
Final Authorization Number Date, Case ID, Applicant Name | Description of Transaction | Substantially Similar Transactions |
---|---|---|
13-07E 09/08/2013 E00733 Union Bank, N.A. Notice to Interested Persons | Credit Facility Arrangement | PTE 04-02 Bank of America 69 FR 7506 Feb. 17, 2004 FAN 11-01E Sumitomo Mitsui Banking Corp. Mar. 26, 2011 FAN 11-02E WestLB AG Apr. 11, 2011 |
13-06E 08/09/2013 E00728 Local 697 IBEW and Electrical Industry Pension Fund Notice to Interested Persons | Sale by Plan of Real Property | PTE 07-06 Kern County Electrical Pension Trust 72 FR 21299 Apr. 30, 2007 FAN 09-15E Network Fund Corp. Nov. 14, 2009 |
13-05E 08/05/2013 E00727 Archer Daniels Midland Company (ADM) and Agrinational Insurance Company (AIC) Notice to Interested Persons | Captive Reinsurance | PTE 10-15 Subaru of America 75 FR 22852 Apr. 30, 2010 PTE 11-16 Verizon Communications Inc 76 FR 49790 Aug. 11, 2011 |
13-04E | Sale by Plan of Other Real Property | PTE 03-34 Hayden O Grona IRA |
13-03E | Sale by Plan of Partnership or LLC Interest | PTE 09-04 Heico Holding Inc Pension Plan |
13-02E | Sale by Plan of Other Securities | PTE 10-26 PNC Financial Services Group Inc |
13-01E | Sale by Plan of Other Real Property | FAN 09-11E McHenry Law Firm Retirement Plan and Trust |