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Portfolio Study Deliverable
In 2017, the Chief Evaluation Office (CEO) partnered with the Employee Benefits Security Administration (EBSA) and funded contractor Summit Consulting LLC to conduct the Form 5500 Schedule A Data Analysis. under the Administrative Data Research and Analysis portfolio of studies.
Secondary data analysis
Adult workers
In 2017, the Chief Evaluation Office (CEO) partnered with the Employee Benefits Security Administration (EBSA) and funded contractor Summit Consulting to conduct the Form 5500 Filing Patterns Analysis under the Administrative Data Research and Analysis portfolio of studies. The statistical analyses aim to better understand why employee benefit plans stop filing Form 5500s. Researchers used data from 2000 to 2016 to conduct two filing pattern-related analyses.
Secondary data analysis
Adult workers
In 2015, the Chief Evaluation Office (CEO) partnered with Office of Disability Employment Policy (ODEP) to fund contractors Coffey Consulting, LLC and American Institutes for Research to conduct the State Exchange on Employment and Disability (SEED) Evaluation.
Formative Evaluation
Federal Employees
The report of a 2-year formative study to gain understanding of promising implementation strategies adopted thus far in the State Exchange Employment and Disability (SEED) model. This report on the formative evaluation provides background on the initiative and the evaluation. It also provides a description of SEED’s progress at roughly the halfway point of the evaluation and offers implications for continuation of the initiative.
Formative Evaluation
Federal Employees
To better understand the efficiency and practicality of the State Exchange on Employment and Disability (SEED) initiative, the U.S. Department of Labor's (DOL) Chief Evaluation Office (CEO), in collaboration with the Office of Disability Employment Policy (ODEP), conducted a formative evaluation.
Researchers conducted a scan of the implementation science literature. Implementation science is the scientific study of methods that encourage the systematic integration of evidenced-based practices and research knowledge into policy and practice (Eccles & Mittman, 2006).
Literature Review
Workers with Disabilities
The objective of the report is to summarize the development and field testing of a new module on survey questions and focus group protocols on the topic of work related violence (WRV), for use in Central America.
Survey
Worker Protection, Labor Standards, and Workplace-Related Benefits, International Labor Issues
Adult workers
In 2014, the U.S. Department of Labor’s (DOL’s) Chief Evaluation Office (CEO) contracted with Mathematica Policy Research and ideas to explore the potential of using insights from behavioral science to improve the performance and outcomes of DOL programs. In this study, the DOL Behavioral Interventions (DOL-BI) team partnered with the Human Resources Division of DOL (DOL-HR) and the Employee Benefits Security Administration (EBSA) to explore whether low-cost, behaviorally informed emails would result in more DOL employees saving, or saving more, for retirement.
Randomized Controlled Trial
Adult workers
The nature of the employer-employee relationship is drastically changing in the United States, with lead employers employing fewer workers directly and instead relying on intermediaries and contracting firms for providing labor services. In the paper researchers investigate the incidence and effects of outsourcing labor service jobs in food, cleaning, security and logistics (FCSL) to business service firms. They first provide long time series using Census and ACS data documenting large movements of FCSL jobs to business service firms, with an accelerating trend since the Great Recession.
Secondary data analysis
Worker Protection, Labor Standards, and Workplace-Related Benefits, Employer Compliance – Wages and Earnings
Adult workers
A crucial question for the Occupational Safety and Health Administration (OSHA) and other regulatory agencies in the U.S. Department of Labor (DOL) is the extent to which enforcement inspections lead to general deterrence—that is, improve compliance and performance at non-inspected workplaces. The magnitude and scope of spillovers has major implications for how OSHA should target its enforcement resources to maximize their impact on the health and safety of workers. However, identifying spillover effects of inspections entails overcoming several substantial empirical challenges.
Secondary data analysis
In 2016, the Chief Evaluation Office (CEO) partnered with the Wage and Hour Division (WHD) and funded contractor Abt Associates to conduct the Worker Classification Knowledge Survey. The survey aims to better document workers’ understanding of issues related to job classification, associated rights and benefits, and employer insights on worker classification.
Survey
In December 2012, the U.S. Department of Labor (DOL) Bureau of International Labor Affairs (ILAB) awarded a $1.5 million grant to Colombia’s Escuela Nacional Sindical (ENS) to implement the project Strengthening Protections of Internationally Recognized Labor Rights in Colombia (Workers’ Rights Centers) over three years. In 2015, ENS received a one-year extension with an additional $600,000 in funding for a total of $2.1 million.
Impact Evaluation
Worker Protection, Labor Standards, and Workplace-Related Benefits, International Labor Issues
Adult workers
In December 2012, the U.S. Department of Labor (DOL) Bureau of International Labor Affairs (ILAB) awarded a $1.5 million grant to Colombia’s Escuela Nacional Sindical (ENS) to implement the project Strengthening Protections of Internationally Recognized Labor Rights in Colombia (Workers’ Rights Centers) over three years. In 2015, ENS received a one-year extension with an additional $600,000 in funding for a total of $2.1 million.
Implementation Evaluation
Worker Protection, Labor Standards, and Workplace-Related Benefits, International Labor Issues
Adult workers
Under contract from the U.S. Department of Labor (DOL), Abt Associates conducted a survey of 8,503 workers on issues related to employee classification; i.e., whether those who by law are employees are being treated as self-employed (and vice versa). In addition, the study conducted 17 semi-structured interviews with employers and employer representatives. The report describes the survey which suggests that workers have an imperfect understanding of the implications of employment status.
Survey
Worker Protection, Labor Standards, and Workplace-Related Benefits, Employer Compliance – Wages and Earnings
Adult workers
The report describes the methods used by Abt Associates in conducting the Worker Classification Knowledge Survey for the Department of Labor. The Worker Classification Knowledge Survey is a dual-frame telephone survey that measures American workers’ knowledge about their current job classification and their knowledge about the rights and benefits associated with their job status. Abt conducted this study in support of the U.S.
Survey
Worker Protection, Labor Standards, and Workplace-Related Benefits, Employer Compliance – Wages and Earnings
Adult workers
The document provides information related to the public use files (PUFs) of the Worker Classification Knowledge Survey. (Beyond what is contained in the technical report (Daley et al. 2016); no information from the semi-structured interviews is being released.) The survey instruments are included as Appendix A of the Methodology Report, and are also included in this document as Appendix B. The balance of this document proceeds as follows. Section 2 discusses steps to prevent disclosure. Section 3 provides sample code for analyzing the data using SAS.
Survey
Worker Protection, Labor Standards, and Workplace-Related Benefits, Employer Compliance – Wages and Earnings
Adult workers
Workers who meet the legal definition of employees receive statutory protections such as minimum wage, overtime pay, and Unemployment Insurance coverage. Workers defined as self-employed forgo these protections as well as other employer-provided benefits such as health insurance and retirement plans. In order for workers to make informed choices between employment and self-employment, they need to understand how those rights and benefits vary with classification (i.e., employee vs. self-employed).
Survey
Worker Protection, Labor Standards, and Workplace-Related Benefits, Employer Compliance – Wages and Earnings
Adult workers
There is ongoing policy debate about employee classification; that is, who the law says should be classified as an employee and who should be classified as self-employed. But do workers themselves understand their current status? To explore whether workers understand their current status, a recent Abt Associates survey asked 8,503 workers for their (1) work status (employee or self-employed) and (2) what earnings documentation for tax purposes they received from their main job (W-2 or 1099-MISC). Earnings documentation alone is not definitive as to classification.
Survey
Worker Protection, Labor Standards, and Workplace-Related Benefits, Employer Compliance – Wages and Earnings
Adult workers
The report compares MSHA Part 50 program data to mining-related claims filed with the Illinois Workers’ Compensation Commission (IWCC). Illinois was chosen because it is an important mining state which collects substantial data on workers’ compensation claims. The research group at the University of Illinois at Chicago, School of Public Health has full access to this data set and obtained access to Illinois MSHA Part 50 data in order to perform this analysis.
Secondary data analysis
Miners
To provide context for the discussions with individuals likely to use paid family leave benefits, researchers summarize some of the paid family leave literature. First, they provide an overview of the existing federal and state policies that support leave-taking. Second, they discuss utilization trends associated with state-based paid leave laws. And finally, they delve into barriers to use of these paid leave benefits.
Formative Evaluation
Adult workers
The report details a study that uses the introductions of California’s Paid Family Care Leave Act (CA-FLI) and New Jersey’s Family Leave Insurance (NJ-FLI) to examine the effects of paid-leave laws on labor market outcomes for individuals who are likely to provide care to an elderly parent. A 2012 survey of employees in the United States showed that work leaves related to the health of a family member (parent, spouse, or child) were almost as common as leaves related to caring for a newborn child (Klerman, Daley, and Pozniak, 2014).
Caregivers and Parents
The Chief Evaluation Office (CEO) partnered with the Bureau of International Labor Affairs (ILAB) and Division of Research & Evaluation (DRE) and funded the University of Texas Health Science Center at the Houston School of Public Health to conduct the Work-Related Violence Research Project: Overview and Survey Module and Focus Group Findings.
Adult workers
Assuring that all workers in the United States have safe and healthful working conditions is the mission of the U.S. Department of Labor’s (DOL) Occupational Safety and Health Administration (OSHA). The Site-Specific Targeting (SST) program, a planned inspection program managed by OSHA, aims to improve health and safety of workplaces under OSHA's jurisdiction by targeting enforcement actions on establishments with historically high injury and illness rates.
The U.S. Department of Labor’s (DOL) Occupational Safety and Health Administration (OSHA) runs a voluntary program that provides free and confidential advice to small and medium-sized establishments on approaches to avoiding workplace injuries and illnesses. This effort, known as the On-site Consultation Program (OSC), operates in addition to—but totally separate from—OSHA’s enforcement activities. Nationwide, OSC performs approximately 27,000 consultation visits per year at establishments that collectively employ more than 1.25 million workers.
Randomized Controlled Trial
Research on Performance Management, Worker Protection, Labor Standards, and Workplace-Related Benefits
Appendix J to the The Effect of Marketing on Demand for Occupational Safety and Health Administration’s (OSHA) On-site Consultation Program Final Report: Brochures and Emails.
Randomized Controlled Trial
Research on Performance Management, Worker Protection, Labor Standards, and Workplace-Related Benefits
Workplace injuries have negative consequences for individuals, families, organizations, and society as a whole. In the paper, the researchers expand upon the job demands-resources (JD-R) model to include family demands and resources, as well as individual resources, and test longitudinally both between- and within-person antecedents of workplace injuries. They use nine waves of data from the National Longitudinal Survey of Youth (NLSY79) and follow the same individuals over a 12-year period.
Secondary data analysis
Injured Workers