- Final Amendment to PTE 84-14
- Fact Sheet
- News Release
- Notice of Reopening of Comment Period
- News release
- Notice of Hearing Transcript Posting and Closing of the Reopened Comment Period
- Hearing Transcript
- Hearing Agenda
- Supplemental Initial Regulatory Flexibility Analysis for Proposed Amendment
- Comment Period Extension and Hearing Notice
- News Release
- Proposed Amendment
- News Release
These comments will be made available in alternative format to persons with disabilities upon request.
Public Comments - Reopening of Comment Period
- American Benefits Council
Lynn Dudley
March 23, 2023
EBSA Response - Coalition of Collective Investment Trusts
Clifford Kirsch
Carol McClarnon
March 31, 2023 - Member of United States House of Representatives
Lisa McClain
April 5, 2023
- James Henry
Dr. Paul M. Morjanoff
Andreas Frank
John Christensen
April 6, 2023 - American Benefits Council
Lynn Dudley
April 6, 2023
- Investment Company Institute
Elena Barone Chism
Shannon Salinas
David A. Cohen
April 6, 2023 - Member of United States House of Representatives, Committee on Education and Labor
Virginia Foxx
April 6, 2023
Public Comments - Post Hearing
- Andreas Frank
Attachment
Attachment
December 14, 2022 - U.S. Chamber of Commerce
Chantel Sheaks
December 16, 2022 - Wagner Law Group
Marcia S. Wagner
December 16, 2022 - Anonymous
December 22, 2022 - Advocate Investor
December 23, 2022 - Anonymous
December 23, 2022 - Anonymous
December 23, 2022 - Jens Mueller
December 23, 2022 - Gunnar Hawk
December 23, 2022 - Anonymous
December 23, 2022 - Anonymous
Attachments available in Public Disclosure
December 23, 2022 - Anonymous
December 23, 2022 - Paul Burke
December 23, 2022 - Scott Forest
December 23, 2022 - Anonymous
December 23, 2022 - Anonymous
December 23, 2022 - Billy Carmack
December 23, 2022 - Prosecute Criminals
December 23, 2022 - Anthony R
December 23, 2022 - Anonymous
December 23, 2022 - NK
December 23, 2022 - Alexander Serechenko
December 23, 2022 - Nitant Soni
December 23, 2022 - Michael Carr
December 23, 2022 - Anonymous
December 23, 2022 - Anonymous
December 23, 2022 - Steve O'Connor
December 23, 2022 - Kyle Corte
December 23, 2022 - Lynda Robertson
December 23, 2022 - Nicolaus Zacher
December 23, 2022 - Anonymous
December 23, 2022 - Anonymous
December 23, 2022 - Thomas Wittkopp
December 23, 2022 - Nihant Ganta
December 23, 2022 - Concerned Voter
December 23, 2022 - Micah Vincent
December 23, 2022 - Alex Olsen
December 23, 2022 - Ryan Zulkoski
December 23, 2022 - Anonymous
December 23, 2022 - Anonymous
December 23, 2022 - Logan Latosz
December 23, 2022 - Joe Andress
December 23, 2022 - Nathan No Thanks
December 23, 2022 - Alexander MacCartney
December 23, 2022 - Anonymous
December 23, 2022 - Jeremy Harper
December 23, 2022 - Dennis Simonson
December 23, 2022 - Anonymous
December 23, 2022 - Anonymous
December 23, 2022 - Ernst Reichwein
December 24, 2022 - Evan Castor
December 24, 2022
- Joshua Hudson
December 24, 2022 - Emily Barkerson
December 24, 2022 - Anonymous American
December 24, 2022 - Victoria White
December 24, 2022 - Jake Perkins
December 24, 2022 - Dan Ault
December 24, 2022 - Jean Garcia-Gomez
December 24, 2022 - Justin Goodner
December 24, 2022 - Vaness Myers
December 24, 2022 - Michael Kyriacou
December 24, 2022 - Subhra Mazumdar
December 24, 2022 - Ashley Mair
December 24, 2022 - Matt Siebert
December 24, 2022 - Anonymous
December 24, 2022 - Ciaran Cunningham
December 24, 2022 - Anonymous
December 24, 2022 - Joshua Bauer
December 24, 2022 - Anonymous
December 24, 2022 - Dylan Flogaus
December 24, 2022 - Brandon Vanderpool
December 24, 2022 - Anonymous
December 24, 2022 - Kay Yang
December 24, 2022 - Concerned Citizen
December 24, 2022 - Anonymous
December 24, 2022 - Pissed Off Investor
December 24, 2022 - Jonathan Thier
December 24, 2022 - Colton Jackson
December 24, 2022 - Anonymous
December 24, 2022 - Anonymous
December 24, 2022 - Zack Fox
December 24, 2022 - Pepe Rodriguez
December 24, 2022 - Anonymous
December 24, 2022 - Max Nevarez
December 24, 2022 - Anonymous
December 24, 2022 - Shelby Edmonds
December 24, 2022 - David Griswold
December 25, 2022 - Gary Baker
December 25, 2022 - Micah Ross
December 25, 2022 - Anonymous
December 25, 2022 - Joseph Wigon
December 25, 2022 - Braylon Winston
December 25, 2022 - Greg Brandano
December 25, 2022 - Stacey Dillon
December 25, 2022 - Kevin Martin
December 25, 2022 - Oskar Gabelgård Bidstrup
December 25, 2022 - Daniel Rennis
December 25, 2022 - Diane Cairns
December 25, 2022 - BarbaraA Richmond
December 25, 2022 - Marco Spera
December 25, 2022 - Davis Hix
December 25, 2022 - Steven Mallo
December 25, 2022 - Shane Chaffin
December 25, 2022 - William Ross
December 25, 2022
- George Gore
December 25, 2022 - Anonymous
December 25, 2022 - Nicholas Lamb
December 26, 2022 - Anonymous
December 26, 2022 - Gregory Hicks
December 26, 2022 - Rich S
December 26, 2022 - Marcus Schulze
December 26, 2022 - Aron Tästensen
December 26, 2022 - Dan Isgro
December 26, 2022 - Jamin Townsley
December 26, 2022 - Robert McLaughlin
December 26, 2022 - Arun T
December 26, 2022 - Aaron Marsh
December 26, 2022 - Anonymous
December 26, 2022 - Andreas Scheffler
December 26, 2022 - Agust Gudmundsson
December 26, 2022 - Robert Coradini
Attachment
December 26, 2022 - Anonymous
December 26, 2022 - Jerry Pang
December 26, 2022 - Individual Investor
December 27, 2022 - Anonymous
December 27, 2022 - Jared Chuba
December 27, 2022 - Chris Thomas
December 27, 2022 - Taylor Leggett
December 27, 2022 - Steven Powell
December 27, 2022 - Martin Happel
December 27, 2022 - Randall Salge
December 27, 2022 - Anonymous
December 27, 2022 - John L
December 28, 2022 - James Hartless
December 29, 2022 - Benjamin Ryle
January 3, 2023 - Adrian Breeschooten
January 3, 2023 - Anonymous
January 3, 2023 - Jens Mueller
January 3, 2023 - Juan Garcia
January 3, 2023 - Anonymous
January 4, 2023 - National Coordinating Committee for Multiemployer Plans
Michael D. Scott
January 5, 2023 - American Bankers Association (ABA)
Timothy E. Keehan
January 6, 2023 - Members of the United States Senate
Elizabeth Warren
Tina Smith
December 8, 2022 - Securities Industry Financial Markets Association
Lisa J. Bleier
January 6, 2023 - Henry et al.
Attachment
Attachment
Attachment
January 6, 2023 - Federated Hermes
Peter J. Germain
January 6, 2023 - American Benefits Council
Lynn Dudley
January 6, 2023 - Dyer et al.
January 6, 2023 - Anonymous
January 6, 2023 - American Retirement Association
Brian H. Graff
Allison Wielobob
January 6, 2023
Written Requests to Testify at Public Hearing
- American Retirement Association
Allison Wielobob
September 20, 2022 - James Henry
October 10, 2022 - Financial Recovery and Consulting Services
Dr. Paul Morjanoff
October 11, 2022 - Andreas Frank
October 11, 2022 - John Christensen
October 11, 2022
- Dechert LLP
Andrew L. Oringer
Steven W. Rabitz
October 11, 2022 - U.S. Chamber of Commerce
Chantel Sheaks
October 11, 2022 - Insured Retirement Institute
Jason Berkowitz
October 11, 2022 - National Coordinating Committee for Multiemployer Plans
Michael Scott
October 11, 2022
- Committee on Investment of Employee Benefit Assets
Dennis Simmons
October 11, 2022 - American Benefits Council
Kent Mason
October 11, 2022 - SPARK Institute
Michael Hadley
October 11, 2022 - Timothy E. Keehan
American Bankers Association
October 10, 2022
Public Comments
- American Bankers Association et al.
August 19, 2022 - American Retirement Association
Brian H. Graff
Allison Wielobob
September 2, 2022 - Anonymous
September 3, 2022 - American Bankers Association
Timothy E. Keehan
October 10, 2022 - James Henry
Dr. Paul M. Morjanoff
Andreas Frank
John Christensen
October 10, 2022 - Dechert LLP
Andrew L. Oringer
Steven W. Rabitz
October 10, 2022 - U.S. Chamber of Commerce
Chantel Sheaks
October 11, 2022 - Teachers Insurance and Annuity Association
Theresa Brunsman
October 11, 2022 - Securities Industry Financial Markets Association
Lisa J. Bleier
October 11, 2022 - BlackRock, Inc.
Kathryn Fulton
Nicole Rosser
October 11, 2022
- Managed Funds Association
Jennifer W. Han
October 11, 2022 - Neuberger Berman Group LLC
William Braverman
October 11, 2022 - American Retirement Association
Brian H. Graff
Allison Wielobob
October 11, 2022 - Stable Value Investment Association
Gina Mitchell
October 11, 2022 - Americans for Financial Reform Education Fund et al.
October 11, 2022 - Investment Adviser Association
Gail C. Bernstein
William A. Nelson
October 11, 2022 - Investment Company Institute
David Abbey
Elena Barone Chism
Shannon Salinas
October 11, 2022 - Insured Retirement Institute
Jason Berkowitz
Emily Micale
October 11, 2022 - State Street Global Advisors
Sean O’Malley
October 11, 2022 - National Coordinating Committee for Multiemployer Plans
Michael D. Scott
October 11, 2022
- Alternative Investment Management Association
October 11, 2022 - T. Rowe Price Associates, Inc.
Aliya Robinson
October 11, 2022 - Committee on Investment of Employee Benefit Assets
Dennis Simmons
October 11, 2022 - Committee on Education and Labor
Virginia Foxx
Rick Allen
October 11, 2022 - Seward and Kissel LLP
S. John Ryan
October 11, 2022 - SPARK Institute, Inc.
Tim Rouse
October 11, 2022 - American Benefits Council
Lynn Dudley
October 11, 2022 - American Investment Council
Rebekah Goshorn Jurata
October 11, 2022 - Coalition of Collective Investment Trusts
Clifford Kirsch
Carol McClarnon
October 11, 2022 - The ERISA Industry Committee
Andrew Banducci
October 11, 2022 - Robert E. Rutkowski
October 11, 2022