- Final Rule
- News Release
- Hearing Transcript
- Hearing Agenda
- Notice of Hearing and Reopening of Comment Period
- Extension of Comment Period - Due to the Memorial Day holiday weekend, the comment period will close on May 31, 2022.
- News Release
- Proposed Rule
- News Release
These comments will be made available in alternative format to persons with disabilities upon request.
Public Comments - Post Hearing
- Investment Advisors Association
Gail Bernstein
William A. Nelson
October 7, 2022 - National Coordinating Committee for Multiemployer Plans
Michael D. Scott
October 27, 2022 - Anonymous
October 27, 2022
- American Benefits Council
Lynn Dudley
October 28, 2022 - The SPARK Institute, Inc.
Tim Rouse
October 28, 2022 - Ullico Inc.
Patrick McGlone
October 28, 2022
- Groom Law Group on the behalf of Independent Fiduciary Group
Jennifer Eller
October 28, 2022 - Faegre Drinker Biddle & Reath LLP
Bradford P. Campbell
October 28, 2022
Written Requests to Testify at Public Hearing
- American Society of Appraisers
August 30, 2022 - Anonymous
August 30, 2022 - American Benefits Council
September 1, 2022
- National Coordinating Committee for Multiemployer Plans
September 6, 2022 - CIEBA
September 8, 2022 - Groom Law Group
September 8, 2022
- AARP
September 8, 2022 - Groom Law Group on the behalf of Independent Fiduciary Group
September 8, 2022 - Faegre Drinker Biddle & Reath LLP
September 7, 2022
Public Comments - Proposed Rule
- Groom Law Group
Jennifer E. Eller, Allison A. Itami, Michael P. Kreps, David N. Levine, Richard K. Matta
March 21, 2022 - Anonymous
March 22, 2022 - Alternative & Direct Investment Securities Association, et al.
March 23, 2022 - Bank Advisory Group
Daniel R. Jackson
March 31, 2022 - David Harris
April 1, 2022 - American Society of Appraisers
Lars C. Golumbic
April 1, 2022 - Anonymous
April 12, 2022 - Appraisal Institute
April 11, 2022 - AARP
David Certner
April 14, 2022 - U.S. Chamber of Commerce
Chantel Sheaks
April 21, 2022 - ACLI
James H. Szostek
Howard M. Bard
May 25, 2022 - SIFMA
Lisa J. Bleier
May 26, 2022
- CIEBA
Dennis Simmons
May 27, 2022 - Groom Law Group on behalf of a client of the firm
Allison A. Itami
Jeanne K. Wilson
May 27, 2022 - ESOP Association and the Employee-Owned S Corporations of America
James Bonham
Noelle Montaño
May 27, 2022 - American Society of Appraisers
May 27, 2022 - AICPA
Bethany M. Hearn
May 31, 2022 - Wagner Law Group
Marcia S Wagner
May 31, 2022 - ERISA Industry Committee (ERIC)
Andrew Banducci
May 31, 2022 - Groom Law Group on behalf of firm’s retirement services industry clients
Thomas Roberts
May 31, 2022 - SPARK Institute, Inc.
Tim Rouse
May 31, 2022
- National Coordinating Committee for Multiemployer Plans (NCCMP)
Michael D. Scott
May 31, 2022 - American Benefits Council
Lynn Dudley
May 31, 2022 - Insured Retirement Institute (IRI)
Jason Berkowitz
Emily Micale
May 31, 2022 - Investment Company Institute (ICI)
David Abbey
Shannon Salinas
May 31, 2022 - Groom Law Group on behalf of professional independent fiduciaries
Jennifer E. Eller, Allison A. Itami, Michael P. Kreps, David N. Levine, Richard K. Matta
May 31, 2022 - Groom Law Group
Jennifer E. Eller, Allison A. Itami, Michael P. Kreps, David N. Levine
May 31, 2022 - Finseca
Armstrong Robinson
May 31, 2022 - Faegre Drinker Biddle & Reath LLP
Bradford P. Campbell
May 31, 2022