Advisory Opinion 2007-01A

This document is an advisory opinion from the U.S. Department of Labor Employee Benefits Security Administration regarding the application of section I(a) of Prohibited Transaction Exemption 84-14. It addresses whether transactions between a party in interest and an investment fund managed by a qualified professional asset manager would fail to satisfy the condition in section I(a) if plan participants investing in the fund receive investment allocation recommendations from an affiliate of the party in interest.