This document is about Cortview Capital Securities LLC applying to the U.S. Department of Labor for authorization under Prohibited Transaction Exemption 96-62 to allow Cortview to participate as an underwriter or placement agent in transactions involving the sale of asset-backed securities to employee benefit plans. The document outlines the conditions that must be met for the exemption to apply, including requirements related to the structure and ratings of the securities, the composition of the issuer, and the role of the underwriter.