TRAINING AND EMPLOYMENT NOTICE No. 16-07

2007
2008
Subject

Release and Availability of Employment and Training Administration (ETA) Occasional Paper 2007-15: Worker Profiling and Reemployment Services: Evaluation of State Worker Profiling Models

Purpose

To announce the release and the availability of ETA Occasional Paper 2007-15: Worker Profiling and Reemployment Services: Evaluation of State Worker Profiling Models.

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To

ALL STATE WORKFORCE AGENCIES
ALL STATE WORKFORCE LIAISONS

From

THOMAS M. DOWD
Administrator
Office of Policy Development and Research

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https://wdr.doleta.gov/directives/attach/TEN/ten2007/TEN16-07acc.pdf
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20071107
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No. 16-07
Ten16-07.pdf (59.36 KB)
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OWB 97-26

1997
1998
Subject

SCSEP Cost Classification and Cost Categories

Purpose

To clarify cost classification and allocation of charges to appropriate cost categories for SCSEP sponsors, especially for individuals who plan, execute and review SCSEP budgets, cost allocations and expenditures, including sponsor financial management st

Canceled
Contact

Inquiries may be directed to your Federal Representative at (202) 219-5904

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References: General Accounting Office (GAO) November 1995 Report GAO/HEHS-96-4, "Senior Community Service Employment Program Delivery Could Be Improved Through Legislative and Administrative Actions"; SCSEP regulations at 20 CFR Part 641, Subpart D; and Office of Management and Budget (OMB) Circulars A-87, A-102, A-110, and A-122. Background: In the response to the GAO on the November 1995 Report on the SCSEP, the Employment and Training Administration (ETA) agreed to examine the GAO concern further to ensure there is no misunderstanding on the part of our grantee partners about how to charge staff and related costs associated with such staff functions as recruitment, assessment, development of appropriate community service assignments, and unsubsidized placements. The ETA review did not reveal any widespread misunderstandings about proper charging of costs. Therefore, a decision was made to deal with such concerns on a case-by-case basis. Recently there have been questions about the SCSEP cost categories, however, particularly regarding the categorization of charges as "Administration" and "Other Enrollee Costs" (OEC). Auditors have raised this issue in connection with charges for staff, services, and space used for enrollees, including salaries and travel of field staff. In some cases, auditors have suggested that some of the costs charged to the OEC cost category should have been charged to the Administration cost category. Based on these questions, it was decided that a Bulletin was needed to provide clarification. This Bulletin is intended to clarify misunderstandings that might result in questioned costs. In addition, it will elaborate upon ETA's position with regard to the proper charging of costs, and inform auditors, accountants and other interested parties of ETA's policy on these matters. In the November 1995 report, the GAO disagreed with the way SCSEP costs were classified, although sponsors charged costs in accordance with ETA instructions. The principle area of disagreement was the distribution of charges between the Administration cost category and the OEC cost category. Generally, charging of costs should be based on functions performed. Functions such as recruitment, assessment, eligibility determination, host agency development, counseling, job development and placement, and costs associated with those functions, are appropriately charged to OEC. Costs of functions such as financial management, staff supervision and compliance monitoring, and costs associated with those functions, are properly charged to the Administration cost category. Staff training costs of staff associated with OEC functions should be charged to OEC; staff training costs for administrative personnel should be charged to Administration. Part of the confusion that existed when the GAO report was issued revolved around the regulations in effect at the time of the review. While GAO contended that the 1976 regulations governed the grants, ETA placed language in the grant document that specifically directed grantees to use the draft 1985 regulations for operation of the programs. That situation has changed since the report was issued. The final SCSEP regulations were published on May 17, 1995. With regard to the classification of costs, these final regulations were similar to the proposed regulations that ETA had been incorporating by reference into the SCSEP grant packages. Discussion: To the extent that they were consistent with the legislative language of the other statutes and other administrative requirements, the 1995 final SCSEP regulations were drafted to parallel the construction of the regulations for other job training/ workforce development programs administered by ETA. Under the Job Training Partnership Act (JTPA), the overwhelming preponderance of the funds are directed to a principal cost category/function, namely "training." In contrast, under the SCSEP, 75 percent of funds must be used for the "Enrollee Wages and Fringe Benefits" (EWFB) cost category, with only 13.5 percent available for Administration (which may be increased up to 15 percent if a waiver request is granted). The remaining 10 to 11.5 percent of funds available may be used for either EWFB or OEC. Cost principles for current training programs were carried forward from the rules for cost classification and allocation of earlier employment and training programs. These cost principles were, in turn, based upon those articulated in OMB Circulars A-87, A-102, A-110 and A-122. While most dollars will be used to support the basic objective of the legislation -- employment, training, or some other purpose -- it is also important to stress the critical importance of "Supportive Services." Today, supportive services are more critical than they were when the cost categories were developed over 20 years ago. The SCSEP program has evolved from a limited community service program to a more complex program with comparable goals and policies. For example, initially there was no goal for unsubsidized placements or requirements for individual development plans and, generally, grantees did not pay for physicals and other supportive services. Today, transportation, financial assistance, physical examinations, counseling, etc. often mean the difference between an unsatisfactory experience with a workforce development program, and a successful unsubsidized placement that results in significant improvement in a participant's economic well-being. The importance of supportive services was documented in the June 1992 Report GAO/HRD-92-124, "Job Training Partnership Act: Actions Needed to Improve Participant Support Services," which found child care and transportation to be among the most important of supportive services. Although older people may not need child care services, they may need adult day care, housing or transportation. It is important to recognize that such costs often represent the costs of staff salaries, wages and fringe benefits of people who may be performing multiple functions that benefit the program. For instance, the costs of "training" include instructor salaries as well as related costs such as books, materials, supplies, rent, telephones and utilities associated with instructional space. Transportation costs could include the salary of a bus driver transporting enrollees to training, which would be charged to OEC under the SCSEP (unless an enrollee was the driver, in which case the cost would be charged to EWFB). On the other hand, transportation costs of local project staff who perform compliance monitoring would be an administrative cost rather than an OEC cost. Project staff also serve as counselors to enrollees, working on individual development plans and arranging for training. The time, travel and related costs while performing such functions are chargeable to the OEC cost category, since these are OEC functions. OEC functions include activities that directly support and involve enrollees such as recruitment, orientation, assessment, testing, counseling, supportive services, workplace safety activities, job development and placement, training, follow-up services, etc. -- indeed, all functions that are not directly related to administering the program, or chargeable to EWFB, and including training of staff to better perform OEC functions. Sponsors may reduce amounts charged to Administration and/or OEC by assigning enrollees to activities that would normally be charged to either of these cost categories. In such instances, the costs of these enrollees' wages and fringe benefits would be charged to the EWFB cost category. ETA Policy: In general, costs under the SCSEP should be charged by functional area. The charging of costs by function should ensure an accurate reflection of cost category expenses, avoid confusion, and simplify record-keeping requirements. The kind of work actually performed should be the basis on which staff costs are charged to cost categories, and not merely the job title of the staff involved. In summary, there is a need to examine specific examples to determine how the costs should be most appropriately allocated. If functions are being performed by enrollees, regardless of the specific function under consideration, the costs should be charged to EWFB. Although not directly associated with the discussion above, it should also be noted that the costs of enrollee on-the-job training should be charged to the EWFB cost category as well. Procedures for proper allocation of staff and related costs. Most SCSEP projects are operated with a small staff. Local projects are often administered by one or two people. Under these circumstances, it is usually not possible to assign discrete duties to an individual. For example, normally the project director will not be limited to management duties (an administrative charge). Instead, this individual will also perform duties such as counseling and job development, which are appropriately charged to the OEC cost category. A project director may switch roles and therefore perform functions that involve changes in cost categories many times during the work day. Personnel and related non-personnel costs of project staff who perform services that benefit two cost categories may be allocated to the benefiting categories; this should be based on documented distributions of actual time worked or on other equitable cost allocation methods. Consistent with these clarifications, SCSEP grantees should: a. Establish procedures to ensure that staff time is charged properly among the cost categories. While many sponsors have already established adequate systems to collect such information, those that have not should do so. The system established should be easily implemented and should not be a significant additional administrative burden. National sponsors should review OMB Circular A-122, specifically Attachment B, Selected Items of Costs, Paragraph 6L.2. a, b, c and d to determine the suitability of the system. States should review OMB Circular A-87, particularly Attachment B, Selected Items of Cost, item 11. h. b. Advise ETA of any plans to use a survey method to allocate charges, and describe the methodology and timing as well as the source of the survey method. This notification should provide ETA with adequate time to review and comment on the proposal. c. Distribute the personnel time of project staff between the Administration and OEC cost categories. Time distribution sheets, not to be confused with time and attendance reports, should be maintained. Also, if applicable, there should be a distribution of time and costs among different funding sources based on the specific activities conducted for the funding agencies. d. Charge a portion of such project costs as rent, utilities, and staff training and travel as appropriate to the OEC cost category. Of course, these charges must be made on a reasonable and justifiable basis. Actual, documented experience, as opposed to estimates, is the preferred allocation approach. ETA encourages sponsors to develop their procedures with the assistance of competent fiscal staff or audit firms and the appropriate OMB circulars. Special Note: Sponsors should exercise prudence by giving names to staff positions that are appropriate to the job duties. For instance, a staff member whose principal duties are developing jobs, counseling enrollees, and coaching enrollees on work behavior is better described as a counselor than as an enrollee supervisor. It is important that all staff members have job descriptions that clearly and accurately delineate their job duties. Action: Sponsors should review this Bulletin and implement such actions as their circumstances dictate, continuing to follow the SCSEP regulations at 20 CFR Sections 641.401 through 641.406, along with all other applicable Federal regulations and circulars.

To

ALL SENIOR COMMUNITY SERVICE EMPLOYMENT PROGRAM (SCSEP) SPONSORS

From

ERICH W. ("RIC") LARISCH Chief Division of Older Worker Programs

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986
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Washington, DC: U.S. Department of Labor, Employment and Training Administration

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None

Legacy Date Entered
980305
Legacy Entered By
Theresa Roberts
Legacy Comments
OWB97026
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Off
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Number
97-26

TRAINING AND EMPLOYMENT GUIDANCE LETTER No. 11-07 - Change 1

2007
2008
Subject

Clarification of Certain Procedures for Processing H-2A Labor Certification Applications

Purpose

To modify TEGL No. 11-07 to further clarify certain procedures for State Workforce Agencies (SWAs) and Employment and Training Administration (ETA) National Processing Centers (NPCs) involved in the processing of H-2A labor certification applications for temporary agricultural employment of foreign workers in the United States (U.S.).

Canceled
Contact

Questions from SWA staff should be directed to the Office of Foreign Labor Certification at (202) 693-3010.

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To

OFLC NATIONAL PROCESSING CENTER DIRECTORS
STATE WORKFORCE AGENCY ADMINISTRATORS

From

EMILY STOVER DeROCCO
Assistant Secretary

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Legacy DOCN
2555
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https://wdr.doleta.gov/directives/attach/TEGL/TEGL11-07c1acc.pdf
Classification
H-2A Agricultural Program
Symbol
OFLC
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Continuing
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Legacy Date Entered
20071114
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No. 11-07 - Change 1
TEGL11-07c1.pdf (288 KB)
TEGL11-07c1acc.pdf (36.07 KB)
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TEGL 11-07

UNEMPLOYMENT INSURANCE PROGRAM LETTER No. 08-98

1997
1998
Subject

Unemployment Compensation (UC) - Payment Only for Periods of Unemployment

Purpose

To remind States that Federal law limits the payment of UC to periods when an individual has experienced unemployment.

Active
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Questions should be directed to the appropriate Regional Office.

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To

ALL STATE EMPLOYMENT SECURITY AGENCIES

From

GRACE A. KILBANE
Director
Unemployment Insurance Service

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Current Revision Author
Legacy DOCN
1840
Source
https://wdr.doleta.gov/directives/attach/UIPL8-98.html
Classification
UI
Symbol
TEUL
Legacy Expiration Date
Continuing
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No attachments.

Legacy Date Entered
20050426
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Off
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Off
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Number
No. 08-98
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None

TRAINING AND EMPLOYMENT NOTICE No. 17-07

Attachment (102.3 KB)
2007
2008
Subject

National Parent Teacher Association (PTA) Goes to Work Campaign

Purpose

To inform local One-Stop Career Centers about the Employment and Training Administration’s (ETA) partnership with the National PTA to implement the PTA Goes to Work Campaign.

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To

ALL STATE WORKFORCE LIAISONS
ALL STATE WORKFORCE AGENCIES
ALL ONE-STOP CAREER CENTER SYSTEM LEADS

From

EMILY STOVER DeROCCO
Assistant Secretary
Employment and Training Administration

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Legacy DOCN
2556
Source
https://wdr.doleta.gov/directives/attach/TEN/ten2007/TEN17-07a1.pdf
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20071119
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No. 17-07
TEN17-07.pdf (182.86 KB)
TEN17-07acc.pdf (37.32 KB)

OLDER WORKER BULLETIN 98-1

1997
1998
Subject

SCSEP Resource Manuals

Purpose

To distribute three SCSEP resource manuals that evolved from a series of workshops at the National Senior Citizens Education and Research Center's 1997 Annual Directors Training Conference.

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Reference: Older Worker Bulletins 97-35 Background: The manuals are the second of a series of publications that are being disseminated. These manuals are a compilation of successful experiences and strategies of SCSEP project directors and sponsors on obtaining unsubsidized employment. They are designed to help SCSEP sponsors increase the quantity and quality of unsubsidized placements, enabling SCSEP enrollees to live more satisfying and productive lives. Using Public Relations to Market Older Workers: This manual provides resource material to help SCSEP sponsors initiate or enrich their public relations activities. It is intended to help more older Americans find unsubsidized jobs by increasing the visibility of older worker programs. Job seekers enrolled in the SCSEP need visibility to help them in their efforts to find unsubsidized employment. The better the program and its participants are known in the community, the better the chances are that the local employers will take advantage of this labor pool of older workers. This resource manual is divided into six sections: -- Using the Media -- Preparing Effective Brochures, Flyers and Posters -- Planning and Publicizing Job Fairs -- Planning and Publicizing "Hire the Older Worker Week" -- Business Cards with a Message -- Other Ways to Publicize Your Program How to Help SCSEP Enrollees find Jobs: This resource manual presents material derived from the workshops on job clubs, the job developer, unsubsidized placements in rural areas, developing employer relationships and job search courses and individual job search. It is divided into four major sections: -- How to Organize and Operate a Job Club: -- How to Select, Train and Use a Job Developer -- How to Train Individuals and Groups to Use Job Search Techniques -- How to Promote the Hiring of SCSEP Enrollees Using Motivation and Training to Increase Job Placements: This manual presents ideas and techniques that have worked for successful SCSEP practitioners. In Chapter 1, "How to Use Motivation to Increase Unsubsidized Placements," emphasis is placed on the importance of making sure enrollees understand that the function of the SCSEP is not to provide jobs, but rather to provide the work experience and training that will prepare them for unsubsidized jobs in the public and private sectors. In Chapter 2, "How to Use Skill Training to Increase Unsubsidized Placements," information is presented on some of the training options presently available and how they are being used. Future Publications: The remaining publications to be disseminated include: (1) Employment and Training Policy Implications of the Aging Baby Boom Generation; (2) Increasing Private Sector Placements by Using OAA Section 502(e) Authority and; (3) Individual Assessment and Planning for Enrollees in SCSEP. Also, other relevant publications will be disseminated as they become available. Older Workers Homepage: It is anticipated that these publications will be available for downloading from the SCSEP website. More information on this will be provided when it is available.

To

All Senior Community Service Employment Program (SCSEP) Sponsors

From

Erich W. ("Ric") Larisch Chief Division of Older Worker Programs Anna W. Goddard Director Office of National Programs

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Legacy DOCN
1076
Source

Washington, DC: U.S. Department of Labor, Employment and Training Administration

Legacy Expiration Date
None
Text Above Attachments

For a copy of attachment(s), please contact Mina Johnson, at Division of Older Workers' Programs, Office of National Programs: 202-219-5904, x124.

Legacy Date Entered
990723
Legacy Entered By
Mary Cantrell
Legacy Comments
OWB98001
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Off
Number
98-1
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None

TRAINING AND EMPLOYMENT NOTICE No. 18-07

Attachment (43.91 KB)
2007
2008
Subject

Release and Availability of Employment and Training Administration (ETA) National Agricultural Workers Survey Public Access Data

Purpose

To announce the release and availability of the ETA National Agricultural Workers Survey Public Access Data for Fiscal Years 1989-2006.

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To

ALL STATE WORKFORCE LIAISONS
ALL STATE WORKFORCE AGENCIES

From

THOMAS M. DOWD
Administrator
Office of Policy Development and Research

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Legacy DOCN
2557
Source
https://wdr.doleta.gov/directives/attach/TEN/ten2007/TEN18-07a1.pdf
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20071121
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No. 18-07
TEN18-07.pdf (228.59 KB)
TEN18-07acc.pdf (19.39 KB)

EMPLOYMENT SERVICE PROGRAM LETTER No. 04-98

1997
1998
Subject

One Year Requirement to Retain Basic Information in the State Public Employment Service Agencies

Purpose

To advise State Employment Security Agencies that the Office of Management and Budget (OMB) has extended approval of the recordkeeping requirement to retain work application and job order information under 20 CFR 652.8 (d) (5).

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Inquiries may be directed to the appropriate ETA Regional Office.

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To

ALL STATE EMPLOYMENT SECURITY AGENCIES

From

JOHN R. BEVERLY, III
Director
U.S. Employment Service

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Legacy DOCN
2058
Source
https://wdr.doleta.gov/directives/attach/ESPL4-95.html
Classification
ES
Symbol
TEESS
Legacy Expiration Date
December 31, 2000
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Legacy Date Entered
20050428
Legacy Archived
Off
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Number
No. 04-98
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None

UNEMPLOYMENT INSURANCE PROGRAM LETTER No. 12-01, CHANGE 1

2007
2008
Subject

Outsourcing of Unemployment Compensation Administrative Functions – Claims Taking.

Purpose

To provide additional guidance to the states regarding the Department of Labor's (Department’s) interpretation of Federal law concerning the "outsourcing" of unemployment compensation (UC) claims taking functions.

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To

STATE WORKFORCE AGENCIES

From

EMILY STOVER DeROCCO
Assistant Secretary

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Legacy DOCN
2558
Source
https://wdr.doleta.gov/directives/attach/UIPL/UIPL12-01_Ch1_Acc.pdf
Classification
Merit Staffing
Symbol
OWS/DL
Legacy Expiration Date
Continuing
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No attachments.

Legacy Date Entered
20071127
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Off
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Number
No. 12-01, CHANGE 1
UIPL12-01_Ch1.pdf (101.95 KB)
Legacy Recissions
None

UNEMPLOYMENT INSURANCE PROGRAM LETTER No. 09-98

1997
1998
Subject

Application of State-Wide Personnel Actions, including Hiring Freezes, to the Unemployment Insurance (UI) Program.

Purpose

To advise States of the Department's position concerning the application of State-wide personnel actions such as hiring freezes, shutdowns and furloughs to the UI program.

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Contact

Direct questions to your Regional Office.

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References: Section 303(a)(1) of the Social Security Act (SSA). Background: Due to State budget constraints, some States have, in the past, imposed hiring freezes, furloughs and other actions on a State-wide basis. These actions are usually taken during economic downturns when State revenues decline while the demand for UI services increases. State UI agencies have objected to being subjected to these State fiscal actions on the basis that, because Federal UI grants may only be used for UI purposes, there are no savings to the State budget. The Department has supported the UI agencies in articulating this argument. The Department has noted that these actions will likely have a detrimental effect on unemployed workers and businesses and result in decreased performance against Federal standards. Finally, the Department has noted that, since the amount of Federal funds provided to a State takes into account the State's workload, Federal funding for UI increases during downturns. In spite of these objections, the UI program has been subjected to these fiscal restrictions. As a result, the Department has re-examined this matter to determine whether a more proactive stance may be taken to assure the continued delivery of UI services during downturns. This UIPL is issued to advise States of the Department's determination and its basis in Federal law. Department's Position: Section 303(a)(1), SSA, requires, as a condition of a State receiving grants for the administration of its UI law, that State law provide for-- Such methods of administration . . . as are found by the Secretary of Labor to be reasonably calculated to insure full payment of unemployment compensation when due; One of the basic purposes of this "methods of administra-tion" requirement is to assure the proper and prompt delivery of UI services to claimants and employers. Therefore, any action that does not take into account the service delivery needs of the UI program, is not a "method of administration" consistent with Section 303(a)(1), SSA. This position applies to all State-wide personnel actions, including hiring freezes, shutdowns, furloughs, across-the-board staff reductions, and any process that serves to delay the hiring of UI staff when additional staff is needed. When a State subjects the UI program to State-wide personnel actions, the State will be required to demonstrate to the Department that it has adequately addressed the UI program's needs. These needs include all activities funded by Federal dollars - payments, determinations, appeals, integrity and tax functions, etc. The State will be required to address how its workload will be handled without a decline in performance. If a State fails to show that its actions adequately take into account the needs of its UI program, then the action is not an acceptable "method of administration" under the SSA and the State's entire UI grant could be at risk. Similarly, if State performance declines despite the State's "showing" that program needs have been considered, then the action may not be an acceptable "method of administration." The Department recognizes that there may be situations where hiring freezes, staff reductions or other personnel actions taken by the UI agency are necessary. For example, when workload decreases, the need for staff decreases and the UI agency will need to take appropriate action to assure that only amounts necessary for the proper and efficient administration of the UI program are expended from grant funds. Since these actions take into account the needs of the UI program, they raise no issue under Federal law. Action Required: State agency administrators are requested to provide this UIPL to appropriate staff.

To

All State Employment Security Agencies

From

Grace A. Kilbane Director Unemployment Insurance Service

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Legacy DOCN
1048
Source
https://wdr.doleta.gov/directives/attach/uipl09-98acc.pdf
Classification
UI
Symbol
TEUL
Legacy Expiration Date
Continuing
Text Above Attachments

None

Legacy Date Entered
980105
Legacy Entered By
Theresa Roberts
Legacy Comments
UIPL98009
Legacy Archived
Off
Legacy WIOA
Off
Legacy WIOA1
Off
Number
No. 09-98
uipl09-98.pdf (119.62 KB)
uipl09-98acc.pdf (22.69 KB)
Legacy Recissions
None
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