USDOL/OALJ Reporter: Whistleblower Caselist 2014-SOX to present

2014-SOX | 2015-SOX | 2016-SOX | 2017-SOX | 2018-SOX | 2019-SOX | 2020-SOX | 2021-SOX | 2022-SOX | 2023-SOX | 2024-SOX

2014-SOX

2014-SOX-1 Whiteside v. FMC Technologies, Inc.

Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Jan. 22, 2014) (Chapman) PDF

2014-SOX-2 Dietz v. Cypress Semiconductor Corp.

Recommended Decision and Order (ALJ Dec. 1, 2014) (Chapman) PDF
Final Decision and Order (ARB Mar. 30, 2016) PDF
Dietz v. Cypress Semiconductor Corp., Nos. No. 16-9523, -9529, -9534 (10th Cir. Oct. 17, 2017) (2017 U.S. App. LEXIS 20236; 2017 WL 4676650) PDF

2014-SOX-3 Joshi v. American Tower Corp.

Decision and Order Denying Claim (ALJ Apr. 13, 2016) (McGrath) PDF

2014-SOX-4 Barney v. Tyco International

Order Approving Withdrawal of Objections Cancelling Hearing and Dismissing Claim (ALJ Jan. 22, 2015) (Henley) PDF

2014-SOX-5 Zengierski v. Gavilon/Conagra

Decision and Order Approving Settlement Agreement and Dismissing Claim (ALJ May 2, 2014) (Romero) PDF

2014-SOX-6 Ruple v. Clean Diesel Technologies, Inc.

Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ALJ Mar. 24, 2014) (Geraghty) PDF

2014-SOX-7 Moore v. New York Life Insurance Co.

Decision and Order Approving Motion to Withdraw (ALJ Mar. 20, 2014) (Silvain) PDF

2014-SOX-8 Caton v. Aviall Corp./Boeing Corp., Inc.

Order Granting Motion to Withdraw (ALJ Sept. 3, 2014) (Rosenow) (Complainant indicated intention to pursue action in federal district court) PDF

2014-SOX-9 Hill v. Initiative Legal Group et al.

Order Dismissing Case (ALJ Feb. 18, 2014) (Clark) PDF

2014-SOX-10 Hill v. Initiative Legal Group et al.

Order Dismissing Case (ALJ Feb. 18, 2014) (Clark) PDF

2014-SOX-11 Hill v. Initiative Legal Group et al.

Order Dismissing Case (ALJ Feb. 18, 2014) (Clark) PDF

2014-SOX-12 Grimm v. Best Buy

Order of Dismissal (ALJ May 14, 2015) (Almanza) PDF

2014-SOX-13 Kremer v. Fifth Third Bancorp

Decision and Order Approving Settlement and Dismissing Complaint (ALJ Jan. 15, 2015) (Sellers) PDF

2014-SOX-14 Laubenstein v. Conair Corp.

Order of Dismissal and Order Cancelling Hearing (ALJ July 24, 2014) (Merck) PDF

2014-SOX-15 Brownlee v. Hospira, Inc.

Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 9, 2015) (Lakes) PDF

2014-SOX-16 Gutierrez v. INB Financial Corp.

Order Granting Respondents' Motions to Dismiss and Cancelling Hearing (ALJ May 12, 2014) (Kennington) PDF

2014-SOX-17 Holifield v. Isramco, Inc.

Decision and Order - Award of Damages (ALJ Nov. 17, 2014) (Solomon) PDF
Final Order Granting Motion to Withdraw Appeal (ARB Jan. 21, 2015) PDF

2014-SOX-18 Fuqua v. SVOX AG

Recommended Order of Dismissal (ALJ June 4, 2014) (Chapman) PDF
Fuqua v. SVOX AG, No. 14-cv-00216 (N.D.Ill. Aug. 1, 2014) (granting defendant's motion to dismiss complaint) PDF
Final Order Closing Case (ARB Aug. 27, 2014) PDF

2014-SOX-19 Pressley v. UBS Financial Services, Inc.

Remand for Investigation (ALJ Mar. 20, 2014) (Price) PDF

2014-SOX-20 Blanchard v. Exelis Systems Corp.

Decision and Order Granting Motion to Dismiss Complaint (ALJ Jan. 20, 2015) (Romero) PDF
Final Decision and Order Approving Settlement and Dismissing Complaint Against Fluor Intercontinental Inc., With Prejudice (ARB Oct. 5, 2016) PDF (slip opinion)
Decision and Order of Remand (ARB Aug. 29, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)

2014-SOX-21 Donlon v. Blackrock, Inc.

Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Oct. 21, 2014) (Geraghty) PDF

2014-SOX-22 Kleinman v. CBC Companies, Inc.

Decision and Order Dismissing the Claim Because It Was Not Timely Filed (ALJ Nov. 19, 2014) (Craft) PDF
Final Decision and Order (ARB Nov. 24, 2015) PDF

2014-SOX-23 Kshetrapal v. Dish Network LLC d/b/a Dish Network

Decision and Order of Dismissal (ALJ May 29, 2014) (Harris) PDF
Kshetrapal v. Dish Network, LLC, No. 14-cv-3527 (S.D. N.Y. Mar. 23, 2018) (2018 U.S. Dist. LEXIS 48493; 2018 WL 1474375) (Opinion and Order) PDF

2014-SOX-24 Penkowski v. Abbvie, Inc.

Order Dismissing Case, Based on Complainant's Unopposed Motion to Withdraw Complaint (ALJ May 6, 2014) (Odegard) PDF

2014-SOX-25 Panse v. BASF Corp.

Order of Dismissal (ALJ June 19, 2014) (Purcell) PDF

2014-SOX-26 Palmer v. Humana, Inc.

Ruling on Respondent's Order to Dismiss (ALJ Oct. 28, 2014) (Rosenow) PDF

2014-SOX-27 Tesoro v. Humana, Inc.

Ruling on Respondent's Order to Dismiss (ALJ Oct. 28, 2014) (Rosenow) PDF

2014-SOX-28 Lange v. Humana, Inc.

Ruling on Respondent's Order to Dismiss (ALJ Oct. 28, 2014) (Rosenow) PDF

2014-SOX-29 Lamb v. Rockwell Automation, Inc.

Order of Dismissal (ALJ Dec. 9, 2015) (Almanza) (complainant filed in district court) PDF
Lamb v. Rockwell Automation, Inc., 15-CV-1415 (E.D. Wis. Aug. 12, 2016) (2016 WL 42732102016) (Order [granting partial motion to dismiss]) PDF
Lamb v. Rockwell Automation, Inc., (E.D. Wis. Apr. 7, 2017) (2017 U.S. Dist. LEXIS 53722; 2017 WL 1319824) (Order [granting defendant's motion for summary judgment]) PDF

2014-SOX-30 Kelly v. State of Alabama - Public Service Commission

Order Granting Respondent's Motion to Dismiss and Cancelling Hearing (ALJ July 7, 2014) (Kennington) PDF

2014-SOX-31 Adams v. U.S. Fuel Corp.

Order Dismissing Claim (ALJ June 5, 2018) (Larsen) PDF

2014-SOX-32 Kirschner v. G.E. Transportation

Order Granting Respondent's Request to Dismiss and Cancellation of Hearing (ALJ Aug. 19, 2014) (Swank) (complaint filed in W.D.Pa.) PDF

2014-SOX-33 Rosenfeld v. Cox Enterprises, Inc.

Decision and Order Granting Respondent's Motions for Summary Decision and Dismissing Claim (ALJ Nov. 30, 2015) (Silvain) PDF
Final Decision and Order Dismissing Appeal (ARB May 24, 2016) PDF
Order Denying Motion for Reconsideration (ARB May 26, 2017) PDF (USDOL/OALJ Reporter)

2014-SOX-34 Meadows v. Ernst & Young, LLP

Final Order Approving Settlement - Dismissal of Complaint With Prejudice (ALJ Jan. 2, 2014) (Colwell) PDF

2014-SOX-35 Moldauer v. Constellation Brands, Inc.

Decision and Order Dismissing the Complaint (ALJ Oct. 20, 2014) (Henley) PDF
Moldauer v. Constellation Brands Inc., No. 14-1984 (D.D.C. Apr. 3, 2015) (Memorandum Opinion and Order) PDF
Appeal filed in the D.C. Cir., No. 15-5103
Moldauer v. Constellation Brands, Inc., No. 15-5103 (D.C. Cir. Aug. 7, 2019) (per curiam) (unpublished) (2019 U.S. App. LEXIS 23628) (Order) PDF

2014-SOX-36 Cline v. Spongetech Delivery System

Decision and Order of Dismissal (ALJ Feb. 4, 2015) (Timlin) PDF

2014-SOX-37 Derrick v. Roche Diagnostics Corp.

Order of Dismissal (ALJ Sept. 3, 2014) (Purcell) PDF

2014-SOX-38 Mitwally v. Odessa Regional Medical Center

Order Granting Motion to Withdraw and Dismissing Complaint (ALJ Sept. 3, 2014) (Purcell) PDF

2014-SOX-39 Webster v. Intersections, Inc.

Decision and Order Approving Settlement and Dismissing Complaint (ALJ Oct. 28, 2014) (Lakes) PDF

2014-SOX-40 Witbeck v. CH2M Hill Ltd.

Decision and Order (ALJ July 24, 2015) (Berlin) PDF
Final Decision and Order (ARB Mar. 15, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
Witbeck v. USDOL, No. 17-71397 (9th Cir. May 22, 2018) (2018 U.S. App. LEXIS 13308; 2018 WL 2308657) (unpublished) PDF

2014-SOX-41 Swinney v. Fluor Corp.

Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ Mar. 31, 2015) (Price) PDF
Final Order Dismissing Petition for Review (ARB June 11, 2015) PDF

2014-SOX-42 Kelly v. State of Alabama - Public Service Commission

Order of Dismissal (ALJ Jan. 15, 2015) (Kennington) PDF

2014-SOX-43 Anaya v. Sungard Availability Services L.P.

Order Approving Settlement (ALJ July 10, 2015) (Rosen) PDF

2014-SOX-44 Becker v. Community Health Systems, Inc.

Decision and Order - Awarding Benefits (ALJ Nov. 9, 2016) (Larsen) PDF
Decision and Order Approving Settlement and Dismissing Complaint with Prejudice (ARB Mar. 30, 2020) (per curiam) PDF

2014-SOX-45 Ross v. KiOR, Inc.

Order Dismissing Case (ALJ Oct. 28, 2019) (Romero) PDF

2014-SOX-46 Morrissey v. Freddie Mac

Order Granting Respondent's Motion for Summary Decision (ALJ Mar. 30, 2015) (Krantz) PDF

2014-SOX-47 Cecchetelli v. Triumph Engine Control Systems, LLC, Goodrich Pump and Engine

Order Dismissing Complaint Based on Lack of Jurisdiction Because Complainant Has Filed Action in District Court (ALJ Jan. 29, 2015) (Geraghty) PDF

2014-SOX-48 Griffitts v. Harley Davidson Financial Services

Order Granting Stipulation of Dismissal (ALJ Apr. 6, 2015) (Rosenow) PDF

2014-SOX-49 Brown v. Autoliv, Inc.

Order Approving Revised Settlement and Dismissing (ALJ Feb. 23, 2016) (Berlin) PDF

2014-SOX-50 Bishop v. Morgan Stanley Smith Barney, LLC

Order Approving Settlement (ALJ Jan. 8, 2015) (Clark) PDF

2014-SOX-51 Klaben v. Sandisk Corp.

Order of Dismissal With Prejudice (ALJ Aug. 31, 2015) (Dorsey) PDF

2015-SOX

2015-SOX-1 Leary v. Centene Corp.

Order of Dismissal (ALJ Nov. 20, 2014) (Merck) PDF
Leary v. Centene Corp., No. 14-cv-2547 (D.Kan. Mar. 10, 2015) (Memorandum & Order) (2015 WL 1034343; 2015 U.S. Dist. LEXIS 28918) PDF

2015-SOX-2 Pollien v. Coca-Cola Co.

Order of Dismissal With Prejudice (ALJ Feb. 9, 2015) (Rosen) PDF

2015-SOX-3 Hinds v. Toyota Motor Engineering & Manufacturing

Order of Dismissal (ALJ Nov. 4, 2014) (Lakes) PDF
Order Denying Reconsideration and Other Relief (ALJ Dec. 2, 2014) PDF

2015-SOX-4 McKinnon v. MetLife

Decision and Order of Dismissal (ALJ Dec. 11, 2014) (Harris) PDF

2015-SOX-5 Carson v. Farmers Union Oil Co.

Decision and Order Granting Pinnacle's Renewed Motion for Summary Decision and Dismissing Case (ALJ Feb. 25, 2016) (Berlin) PDF

2015-SOX-6 Baker v. MRC Global, Inc.

Order Approving Settlement (ALJ Feb. 3, 2015) (Timlin) PDF

2015-SOX-7 Plutzer v. United Services Automobile Association

Order Dismissing Complaint and Cancelling Hearing (ALJ Mar. 24, 2015) (Kennington) PDF

2015-SOX-8 Tamrazova v. Key Energy Services, Inc.

Order Approving Withdrawal of Objections and Dismissing Claim (ALJ Aug. 11, 2015) (Price) PDF

2015-SOX-9 Nieman v. Illinois Municipal League

Order Approving Withdrawal of Objections, Cancelling Hearing and Dismissing Claim (ALJ May 22, 2015) (Henley) PDF

2015-SOX-10 Shankar v. Wells Fargo Bank, NA

Order Approving Settlement Agreement and Dismissing of Claims With Prejudice (ALJ Oct. 29, 2015) (Odegard) PDF

2015-SOX-11 Pittman v. Bank of America Corp.

Order of Dismissal (ALJ Nov. 30, 2015) (Dorsey) (election to proceed in district court) PDF

2015-SOX-12 Nieberlein v. Nationstar Mortgage Holdings, Inc.

Decision and Order Approving Settlement Agreement, Protecting Confidentiality and Dismissing Claim (ALJ Nov. 6, 2015) (Romero) PDF

2015-SOX-13 Gallas v. The Medical Center of Aurora

Order Granting Respondent's Motion for Summary Decision (ALJ Oct. 19, 2015) (Geraghty) PDF
Decision and Order (ARB Apr. 28, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)

2015-SOX-14 Perez v. Citigroup Inc.

Decision and Order Granting Respondent's Motion for Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing Complainant's Complaint (ALJ Mar. 8, 2017) (Timlin) PDF
Final Decision and Order (ARB Sept. 30, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2015-SOX-15 Kelly v. Alabama Public Service Commission

Order Granting Respondent's Motion to Dismiss (ALJ Sept. 29, 2015) (Sellers) PDF

2015-SOX-16 Collins v. Ameriprise Financial Services, Inc.

Order of Dismissal (ALJ July 2, 2015) (Henley) PDF

2015-SOX-17 Hougham v. Berkshire Hathaway, Inc.

Final Order of Dismissal (ALJ Sept. 21, 2015) (Henley) PDF

2015-SOX-18 Brown v. Synovus Financial Corp.

Decision and Order - Granting Respondent's Motion for Summary Decision and Order Dismissing Complaint (ALJ Dec. 16, 2016) (Bergstrom) PDF
Final Decision and Order Dismissing Untimely Appeal (ARB May 17, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
Order Denying Motion for Reconsideration (ARB June 27, 2017) PDF (USDOL/OALJ Reporter)
Brown v. Sec'y of Labor, No. 17-13151 (11th Cir. July 11, 2018) (per curiam) (unpublished) (2018 U.S. App. LEXIS 18803; 2018 WL 3385406) PDF (slip op.)
Final Decision and Order (ARB June 19, 2019) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
Brown v. United States DOL, No. 19-13120 (11th Cir. May 4, 2020) (per curiam) (unpublished) (denial of petition for review) (2020 U.S. App. LEXIS 14135) PDF

2015-SOX-19 Dobak v. Remy International, Inc.

Decision and Order Granting Respondent's Motion for Summary Decision (ALJ June 14, 2016) (Harris) PDF

2015-SOX-20 Bullock v. Fluor Corp.

Order of Dismissal and Order Cancelling Hearing (ALJ Dec. 29, 2015) (Rosenow) PDF

2015-SOX-21 Ogunberu v. Husky Energy, Inc.

Order of Dismissal (ALJ Aug. 11, 2015) (Dorsey) (complainant elected to pursue claim in federal court) PDF

2015-SOX-22 Cleghorn v. General Motors Co.

Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing the Claim With Prejudice (ALJ Mar. 17, 2017) (Merck) PDF

2015-SOX-23 Rosenzweig v. Morgan Stanley Smith Barney, LLC

Order Approving Settlement Agreement (ALJ Apr. 6, 2016) (Timlin) PDF

2015-SOX-24 Shelton v. Penn Virginia Corp.

Order of Dismissal (ALJ Jan. 4, 2016) (Kennington) (complainant informed ALJ of intention to file action in federal district court in Texas) PDF

2015-SOX-25 Micallef v. Harrah's Rincon Casino & Resort

Order Granting Summary Decision (ALJ Sept. 9, 2016) (Larsen) PDF
Final Decision and Order (ARB July 5, 2018) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
Micallef v. United States Dep’t of Labor, 790 Fed. Appx. 72 (9th Cir. Jan. 13, 2020) (unpublished) (No. 18-72418) (2020 U.S. App. LEXIS 1306; 2020 WL 133436) (Memorandum [dismissing petition for review]) PDF

2015-SOX-26 Stewart v. Enlink Midstream

Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ Feb. 12, 2016) (Price) PDF

2015-SOX-27 Penate v. Wyndham Vacation Ownership

Order Vacating Hearing and Dismissing Case (ALJ Apr. 1, 2016) (Price) PDF

2015-SOX-28 Tellez v. OTG Interactive, LLC

Decision and Dismissal Order (ALJ Dec. 4, 2015) (Harris) (complainant elected to pursue claim in federal court in the S.D.N.Y.) PDF

2015-SOX-29 Meadows v. American Airlines

Order Dismissing Complaints (ALJ Sept. 18, 2019) (Morris) PDF

2015-SOX-30 Knuth v. Astoria Bank

Final Order Dismissing Complaint (ALJ Nov. 16, 2016) (Odegard) PDF

2015-SOX-31 Latigo v. ENI Trading & Shipping

Order Granting Motion for Summary Decision (ALJ June 15, 2015) (Romero) PDF
Final Decision and Order (ARB Mar. 8, 2018) PDF

2015-SOX-32 Jackson v. BH | Energy Power Services LLC

Order Approving Settlement Agreement; Dismissal (ALJ June 23, 2015) (Markley) PDF

2015-SOX-33 Franklin v. Areva, Inc.

Order Dismissing Complaint (ALJ Nov. 24, 2015) (Bergstrom) PDF

2015-SOX-34 Rimini v. J.P. Morgan Chase & Co.

Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Jan. 18, 2017) (McGrath) PDF
Order Remanding Case to Administrative Law Judge to Resolve Pending Motion for Reconsideration (ARB Feb. 23, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
Order Denying Complainant's Motion for Summary Decision (ALJ Feb. 24, 2017) PDF
Order Dismissing Complaint (ARB Mar. 30, 2017) (Complainant informed ARB that he will file in federal district court) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)

2015-SOX-35 Bachhuber v. Dish Network

Order of Dismissal (ALJ Mar. 25, 2016) (Larsen) PDF

2015-SOX-36 Thibodeau v. Wal-Mart Stores, Inc.

Decision and Order Dismissing Complaint (ALJ Sept. 11, 2017) (Almanza) PDF
Decision and Order (ARB Dec. 17, 2020) (per curiam) PDF

2016-SOX

2016-SOX-1 Vodafone US, Inc.

Decision and Order Dismissing Complaint (ALJ Apr. 29, 2019) (Colwell) PDF
Decision and Order (ARB Mar. 19, 2021) (per curiam) PDF

2016-SOX-2 LaQuey v. United Health Group, Inc. d/b/a Optum

Decision and Order (ALJ July 7, 2017) (Bell) PDF
Decision and Order (ARB Oct. 9, 2020) PDF
Order Denying Reconsideration (ARB Jan. 12, 2021) PDF

2016-SOX-3 Midamba v. Verizon Wireless Texas, LLC

Decision and Order (ALJ Apr. 10, 2019) (Rosenow) PDF
Decision and Order (ARB Feb. 18, 2021) PDF

2016-SOX-4 Exclusa v. Cooperativa Ahorro y Credito Dr. Manual Zeno Gandia

Decision and Order Dismissing Complaint and Cancelling Hearing (ALJ Mar. 25, 2016) (McGrath) PDF

2016-SOX-5 Wong v. Sumitomo Mitsui Banking Corp.

Decision and Order Denying Claim (ALJ Aug. 23, 2018) (Timlin) PDF
Decision and Order (ARB Oct. 26, 2020) (per curiam) PDF

2016-SOX-6 Hamilton v. PriceWaterhouseCoopers LLP

Decision and Order Approving Settlement Agreement and Granting Respondent's Unopposed Motion to Seal (ALJ July 13, 2017) (Merck) PDF

2016-SOX-7 Lenart v. Coach, Inc.

Final Decision and Order Approving Settlement (ALJ Jan. 13, 2016) (Harris) PDF

2016-SOX-8 McCowan v. Engility Holdings, Inc.

Order of Dismissal (ALJ July 6, 2016) (Bland) PDF

2016-SOX-9 Sublett v. Trane, Inc.

Order Approving Withdrawal of Objections, Cancelling Hearing, and Dismissing Claim (ALJ Sept. 13, 2016) (Daly) PDF

2016-SOX-10 Morton v. Trane, Inc.

Order Approving Withdrawal of Objections, Cancelling Hearing, and Dismissing Claim (ALJ Sept. 13, 2016) (Daly) PDF

2016-SOX-11 Glapion v. Kroll Associates, Inc.

Order Dismissing Matter (ALJ Mar. 9, 2016) (Clark) PDF

2016-SOX-12 McManus v. Tetra Tech Construction, Inc.

Decision and Order Granting Respondent's Motion to Dismiss for Untimeliness and Cancelling Hearing (ALJ May 3, 2016) (Calianos) PDF
Final Decision and Order (ARB Dec. 19, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)

2016-SOX-13 Nortell v. North Central College

Order Denying Complainant's Motion for Summary Decision and Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 2, 2016) (Calianos) PDF

2016-SOX-14 Mokhiber v. HSBC Bank USA, N.A.

Order Administratively Closing Case (ALJ Dec. 10, 2015) (Henley) PDF

2016-SOX-15 Collins v. Ameriprise Financial Services, Inc.

Order Granting Respondent's Motion to Dismiss Pursuant to FRCP 12(b)(6) (ALJ June 6, 2016) (Kennington) PDF

2016-SOX-16 Bell v. Quidel Corp.

Order Granting Motion to Dismiss (ALJ July 15, 2016) (Markley) PDF

2016-SOX-17 Hinds v. Unknown

Order of Dismissal (ALJ Aug. 8, 2016) (Colwell) PDF

2016-SOX-18 Kuykendall v. PNC Bank

Order Granting Respondent's Motion for Summary Decision (ALJ June 8, 2016) (Swank) PDF

2016-SOX-19 Morgan v. Ford Motor Co.

Decision and Order Dismissing Complaint (ALJ June 9, 2017) (Kane) PDF

2016-SOX-20 Pittman v. Ditech Financial, LLC

Order of Dismissal (ALJ Mar. 29, 2016) (Dorsey) (complainant provided notice that he will file complaint in federal district court) PDF

2016-SOX-21 Christenson v. The Orvis Co., Inc.

Decision and Order Dismissing the Above-Captioned Case With Prejudice for Lack of Jurisdiction and Order Cancelling the Hearing (ALJ June 1, 2016) (Merck) PDF
Order Dismissing Appeal (ARB Aug. 4, 2016) PDF (slip opinion) | PDF (USDOL/OALJ Reporter)

2016-SOX-22 Teeple v. FMC Technologies, Inc.

Decision and Order Approving Settlement, Order of Dismissal With Prejudice, and Order Cancelling Hearing (ALJ Mar. 30, 2016) (Almanza) PDF

2016-SOX-23 Gaster v. Exelis, Inc.

Order Approving Settlement, (ALJ Dec. 6, 2016) (Johnson) PDF

2016-SOX-24 Komatsu v. NTT Data, Inc./Credit Suisse

Order Granting Respondent's Motion to Dismiss (ALJ May 27, 2016) (Odegard) PDF
Final Decision and Order(ARB Mar. 13, 2018) PDF

2016-SOX-25 Mokhiber v. HSBC Bank USA, N.A.

Order Approving Settlement and Dismissing Complaint (ALJ Sept. 26, 2016) (Morgan) PDF

2016-SOX-26 Hicks v. Union Bank

Order Granting Complainant's Request to Withdraw His Objections to the Secretary's Findings (ALJ May 18, 2016) (King) PDF

2016-SOX-27 Makram v. CA, Inc.

Final Order of Dismissal (ALJ Oct. 17, 2017) (Harris) PDF

2016-SOX-28 Fitzgerald v. JP Morgan Chase, N.A.

Order Approving Settlement Agreement and Dismissing Complaint (ALJ Apr. 12, 2016) (Henley) PDF

2016-SOX-29 Thomas v. JPMorgan Chase Bank, N.A.

Decision and Order Approving Settlement and Dismissing Complaint (ALJ Sept. 15, 2016) (Henley) PDF

2016-SOX-30 Ebbert v. Wells Fargo Et Al.

Decision and Order Approving Confidential Settlement Agreement And Order Dismissing Complaint (ALJ July 6, 2022) (Bland) PDF

2016-SOX-31 Dupus v. Barclays Wealth and Investment Management

Order Acknowledging Receipt of Complainant's Request to Withdraw Objection; and Dismissing the Matter (ALJ May 23, 2016) (Odegard) PDF

2016-SOX-32 Denneny v. MBDA, Inc.

Corrected Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Feb. 9, 2018) (Merck) PDF
Decision and Order (per curiam) (ARB Jan. 8, 2021) PDF

2016-SOX-33 Russo v. Globus Medical Inc.

Order Approving Settlement (ALJ June 13, 2016) (Timlin) PDF

2016-SOX-34 Garrett v. Tesco Corp.

Decision and Order Approving Settlement Agreement, Dismissing Claim and Cancelling Hearing (ALJ Oct. 7, 2016) (Romero) PDF

2016-SOX-35 Konarik v. Buck Consultants

Decision and Order Approving Settlement Agreement and Dismissing Claim With Prejudice (ALJ Dec. 20, 2017) (Rosenow) PDF

2016-SOX-36 Lyon v. Canadian National Railway Co.

Order of Dismissal (ALJ Jan. 9, 2017) (Bland) (complainant filed a notice of intent to remove to U.S. district court) PDF

2016-SOX-37 Brooks v. Agate Resources, LLC

Order Granting Summary Decision on Reconsideration (ALJ Mar. 6, 2017) (Berlin) PDF
Final Decision and Order (ARB Mar. 25, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
Related Brooks v. Agate Res., Inc., No. 15-cv-00983 (D. Or. Mar. 25, 2019) (2019 U.S. Dist. LEXIS 83681), adopted by Brooks v. Agate Res., Inc., 2019 U.S. Dist. LEXIS 83423 (D. Or. May 14, 2019)
Brooks v. U.S. Department of Labor, Administrative Review Board, No. 19-71240 (9th Cir. Sept. 17, 2019) (2019 U.S. App. LEXIS 28239) (Order) PDF
Brooks v. United States Dep't of Labor, No. 19-71240 (9th Cir. Apr. 21, 2020) (2020 U.S. App. LEXIS 12838) (Order dismissing petition for failure to prosecute) PDF
Related Brooks v. Agate Res., Inc., No. 19-35547 (9th Cir. Nov. 5, 2020) (per curiam) (unpublished) (2020 U.S. App. LEXIS 35034; 2020 WL 6500936) (Memorandum) PDF
Brooks v. DOL, Admin. Review Bd., No. 20-8413 (U.S. Oct. 4, 2021) (2021 U.S. LEXIS 4771) (denying pet. for cert. of 9th Cir. Apr. 21, 2020 order)

2016-SOX-38 Barrow v. Branch Banking & Trust (BB&T)

Barrow v. Branch Banking & Trust Co, No. 16-cv-675 (W.D. N.C. July 7, 2017) (2017 U.S. Dist. LEXIS 105129) PDF
Decision and Order Approving Settlement and Order of Dismissal With Prejudice (ALJ May 14, 2018) (Colwell) PDF

2016-SOX-39 Hill v Schlumberger Ltd.

Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ Aug. 18, 2017) (Price) PDF

2016-SOX-40 Opela v. Apogee Enterprises, Inc.

Decision and Order Granting Respondent's Motion to Dismiss in Part (ALJ Feb. 2, 2017) (Barto) (dismissing SOX complaint, and CPSIA complaints against most named Respondents; hearing continues as to CPSIA complaint against Wausau Window and Wall) PDF
Order Dismissing Complaint and Canceling Hearing (ALJ Feb. 23, 2017) (sub. nom. Opela v. Wausau Window and Wall) PDF
Opela v. Acosta, No. 17-1788 (7th Cir. Aug. 8, 2017) (order granting Petitioner's motion for voluntary dismissal) PDF
Opela v. Wausau Window and Wall, No. 17-1788 (W.D. Wis. Aug. 31, 2017) (Opinion and Order) (claims dismissed against Apogee Enterprises and certain of it subsidiaries, but not Apogee Wausau Group, Inc. d/b/a Wausau Window and Wall) PDF
Opela v. Wausau Group Inc., No. 17-124 (W.D. Wis. May 8, 2018) (Opinion and Order [denying summary judgment]) PDF
Opela v. Wausau Group Inc., No. 17-124 (W.D. Wis. June 27, 2018) (Special Verdict) PDF
Opela v. Wausau Group Inc., No. 17-124 (W.D. Wis. June 28, 2018) (Judgment in a Civil Case) (judgment in favor of Apogee Wausau Group, Inc. on jury verdict; claims against Apogee Enterprises, Tubelite, Inc., Harmon, Inc., Alumicor, Ltd., and Linetec, Inc. dismissed for lack of jurisdiction) PDF

2016-SOX-41 Griffo v. Book Dogs Books, LLC

Order Granting Respondent's Motion for Summary Decision, Dismissing the Claim and Canceling the Hearing (ALJ Nov. 22, 2017) (Kane) PDF
Final Decision and Order (ARB May 2, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2016-SOX-42 Jordan v. Dyncorp International LLC

Decision and Order of Dismissal and Order Sanctioning the Complainant (ALJ Feb. 28, 2018) (Almanza) PDF
Decision and Order (ARB Sept. 16, 2020) PDF
Jordan v. USDOL, No. 20-3402 (8th Cir. Nov. 5, 2021) (per curiam) (unpublished) (2021 U.S. App. LEXIS 32956; 2021 WL 5149822) (denial of petition for review) PDF
Jordan v. USDOL, No. 20-3402 (8th Cir. Jan. 10, 2022) (2022 U.S. App. LEXIS 638) (Order [denying petition for rehearing en banc and denying petition for rehearing by the panel])

2017-SOX

2017-SOX-1 Hoover v. Texas Sterling Construction Co., Inc.

Order Dismissing Complaint (ALJ Nov. 25, 2016) (Johnson) PDF

2017-SOX-2 Buchanan v. Texas Sterling Construction Co., Inc.

Order Dismissing Complaint (ALJ Nov. 25, 2016) (Johnson) PDF

2017-SOX-3 Barnes v. Treliant Risk Advisors, LLC

Order Approving Settlement (ALJ Aug. 23, 2017) (Merck) PDF

2017-SOX-4 Reilly v. GlaxoSmithKline, LLC

Decision and Order Granting Respondent's Motion to Dismiss (ALJ Feb. 22, 2017) (Harris) PDF
Order Dismissing Complaint (ARB May 19, 2017) (complaint for de novo review filed with E.D. Pa.) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
Reilly v. GlaxoSmithKline, LLC, No. 17-cv-2045 (E.D. Pa. July 18, 2019) (2019 U.S. Dist. LEXIS 119618; 2019 WL 3233203) (Memorandum) PDF
Reilly v. GlaxoSmithKline, LLC, No. 19-2897 (3d Cir. July 16, 2020) (not precedential) (2020 U.S. App. LEXIS 22101) (Opinion [affirming district court]) PDF

2017-SOX-5 Ormson v. Sprint Corp.

Order Approving Settlement (ALJ May 12, 2017) (Berlin) PDF

2017-SOX-6 Boyd v. National Oilwell Varco, Inc.

Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ June 5, 2018) (Rosenow) PDF

2017-SOX-7 Smith v. Raytheon Co.

Order Approving Complainant's Withdrawal of Objections and Order Cancelling Hearing and Order of Dismissal (ALJ Mar. 22, 2017) (Harris) PDF

2017-SOX-8 Tyson v. Radian Group, Inc.

Decision and Order of Dismissal (ALJ Feb. 2, 2017) (Harris) PDF

2017-SOX-9 Lutz v. Radian Group, Inc.

Decision and Order of Dismissal (ALJ Feb. 2, 2017) (Harris) PDF

2017-SOX-10 Burns v. The Upstate National Bank

Order Dismissing Complaint (ALJ Apr. 12, 2017) (Hillson) PDF
Final Decision and Order (ARB Feb. 26, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2017-SOX-11 LaFrance v. Aston Hotels and Resorts

Order Approving Settlement (ALJ Aug. 15, 2017) (Berlin) PDF

2017-SOX-12 Baker v. Meggitt (Rockmart) Inc.

Order Dismissing Complaint (ALJ Apr. 5, 2017) (Rosen) (complainant filed notice of intent to remove to federal court) PDF

2017-SOX-13 Hoptman v. Health Net of California

Order Granting Summary Decision (ALJ June 7, 2017) (Clark) PDF
Final Decision and Order (ARB Oct. 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2017-SOX-14 Cardozo v. JP Morgan Chase

Order of Dismissal and Order Cancelling Hearing (ALJ Sept. 14, 2017) (Almanza) PDF

2017-SOX-15 Harrison v. Kinder Morgan

Decision and Order Approving Agreement to Settle and Dismissing With Prejudice (ALJ Dec. 11, 2017) (Price) PDF

2017-SOX-16 Burris v. JPMorgan Chase & Co.

Order Dismissing Case (ALJ Oct. 25, 2018) (Clarke) PDF
Burris v. JPMorgan Chase & Co., No. 18-cv-03012 (D. Az. Oct. 7, 2021) (Order [dismissing case due to intention destruction of ESI]) PDF

2017-SOX-17 Walls v. Weatherford Services, Ltd.

Decision and Order Approving Settlement Agreement, Protecting Confidentiality and Dismissing Claim (ALJ June 4, 2018) (Romero) PDF

2017-SOX-18 Talbert v. FMC Technologies

Order of Dismissal (ALJ Nov. 15, 2017) (Kennington) PDF

2017-SOX-19 Hu v. PTC, Inc.

Order of Dismissal - Granting Respondent's Motion for Summary Decision (ALJ Aug. 2, 2017) (Solomon) PDF
Final Decision and Order (ARB Sept. 18, 2019) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2017-SOX-20 Waadevig v. Markets and Markets, Inc.

Decision and Order Granting Motion to Dismiss (ALJ Nov. 9, 2018) (Berlin) PDF

2017-SOX-22 Dixon v. Universal American

Ruling on Complainant's Motion to Withdraw (ALJ Aug. 31, 2017) (Rosenow) PDF

2017-SOX-23 Wingo v. Southern Co.

Order of Dismissal (ALJ Aug. 18, 2017) (Daly) PDF
Wingo v. The Southern Co., No. 17-cv-01328 (N.D. Ala. May 29, 2018) (2018 U.S. Dist. LEXIS 88938; 2018 WL 2416447) PDF

2017-SOX-24 Williams v. BNSF

Decision and Order - Hearing Cancelled - Claim Dismissed (ALJ June 21, 2017) (Solomon) PDF

2017-SOX-25 Shaikh v. National Bank of Pakistan

Order Granting Motion for Summary Decision (ALJ May 26, 2017) (Timlin) PDF
Final Decision and Order (ARB Feb. 14, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2017-SOX-26 Jiang v. Wells Fargo Bank

Decision and Order Approving Settlement Agreement; Dismissing Complaint With Prejudice; & Cancelling Hearing (ALJ Sept. 7, 2017) (Calianos) PDF

2017-SOX-27 Taylor v. 410 Park Display, Inc.

Order Permitting Withdrawal of Complaint (ALJ Aug. 14, 2017) (Barto) PDF

2017-SOX-28 Greenlee-Keck v. J.P. Morgan Securities, LLC

Order Granting Respondent J.P. Morgan Securities, LLC's Motion to Dismiss Whistleblower Online Complaint (ALJ Aug. 4, 2017) (Temin) PDF

2017-SOX-29, 2018-SOX-22 Singh v. Equinor US Operations, LLC f/k/a Statoil Gulf Services, LLC, et al.

Order [of Dismissal] (ALJ Jan. 27, 2020) (Donaldson) PDF

2017-SOX-30 Garvey v. Morgan Stanley

Order Dismissing Complaint (ALJ Feb. 13, 2020) (Applewhite) PDF
Decision and Order (ARB July 16, 2021) (per curiam) PDF

2017-SOX-31 Booth v. USI Southwest, Inc. d/b/a USI Insurance Services

Order Approving Withdrawal of Objections and Dismissing Claim (ALJ July 3, 2017) (Price) PDF

2017-SOX-32 Lewis v. Wells Fargo Bank, N.A.

Decision and Order Approving Revised Settlement Agreement and Denying Motion to Seal (ALJ Apr. 30, 2018) (Clark) PDF

2017-SOX-33 Bourla v. Cablevision Lightpath, Inc.

Decision and Order Approving Settlement Agreement; Dismissing Complaint With Prejudice; and Cancelling Hearing (ALJ Apr. 13, 2018) (Calianos) PDF

2017-SOX-34 Federhofer v. First Data Merchant Services

Order on Respondent's Motions to Dismiss and Stay Discovery (ALJ Apr. 9, 2019) (Rosenow) PDF

2017-SOX-35 Paul v. Cisco Systems, Inc.

Decision and Order of Dismissal (ALJ Sept. 18, 2017) (Romero) (complaint filed in E.D. Tex.) PDF

2017-SOX-36 Dixon v. Universal American

Ruling on Complainant's Motion to Withdraw (ALJ Aug. 31, 2017) (Rosenow) PDF

2017-SOX-37 Sturdevant v. Dean Foods Co.

Order Denying Motion to Seal (ALJ May 15, 2018) (Berlin) PDF
Order Approving Revised Settlement Agreement and Dismissing Case (ALJ May 15, 2018) (Berlin) PDF

2017-SOX-38 Stewart v. Andritz Herr-Voss Stamco, Inc.

Order Dismissing Complaint (ALJ Apr. 17, 2018) (Bland) PDF

2017-SOX-39 Li v. The Bank of New York (BNY) Mellon

Order of Dismissal of Cancellation of Hearing (ALJ Sept. 6, 2017) (Henley) (complaint filed in S.D. N.Y.) PDF

2017-SOX-40 Tuvin v. Wells Fargo & Co.

Order Dismissing Complaint (ALJ Feb. 9, 2018) (Almanza) PDF

2017-SOX-41 Seitz v. Kidde Technologies, Inc.

Order Approving Settlement and Dismissing Complaint (ALJ Aug. 20, 2018) (Johnson) PDF

2017-SOX-42 Baker v. Smith & Wesson

Decision and Order of Dismissal By Operation of the "Kick-Out" Provision (ALJ June 7, 2018) (Solomon) (complaint filed in N.D. Ill., No. 1:18-cv-03847) PDF
Baker v. Smith & Wesson Corp., No. 18-cv-3847 (N.D. Ill. Jan. 22, 2019) (2019 U.S. Dist. LEXIS 10300; 2019 WL 277714) (Memorandum Opinion and Order) PDF

2017-SOX-43 Steele v. Great Basin Scientific Inc.

Order Approving Withdrawl of Objections and Order of Dismissal (ALJ Jan. 10, 2024) (Larsen) PDF

2017-SOX-44 Easthagen v. Luxottica Group. S.P.A.

Decision and Order Approving Settlement (ALJ Feb. 12, 2018) (Solomon) PDF

2017-SOX-45 Daly v. Citigroup, Inc.

Order Dismissing Complaint Based on Lack of Jurisdiction, Because Complainant Has Filed Action in District Court (ALJ Nov. 9, 2017) (Geraghty) PDF
Daly v. Citigroup Inc., No. 16-cv-9183 (S.D. N.Y. Feb. 6, 2018) (2018 U.S. Dist. LEXIS 19413; 2018 WL 741414) PDF
Daly v. Citigroup Inc., No. 18-665 (2d Cir. Sept. 19, 2019) (2019 U.S. App. LEXIS 28183) (Opinion) PDF
Daly v. Citigroup, Inc., No. 19-788 (U.S. Feb. 24, 2020) (cert. denied)

2017-SOX-46 Brady v. Genesis Energy

Decision and Order Approving Settlement Agreement, Dismissing Claim, and Sealing Settlement Documents (ALJ July 19, 2018) (Daly) PDF

2017-SOX-47 James v. PPL Corp.

Order Approving Settlement and Dismissing Claim (ALJ Dec. 22, 2017) (Morris) PDF

2017-SOX-48 Hartley v. Chevron Phillips Chemical Co.

Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 5, 2018) (Kennington) PDF

2017-SOX-49 Gryga v. Henkels & McCoy, Inc.

Order Dismissing Complaint and Cancelling Hearing (ALJ Dec. 11, 2017) (Price) PDF
Order Dismissing Complaint (ARB July 3, 2019) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
Gryga v. Henkels &amo; McCoy Grp., Inc., No. 19 C 1276 (N.D. Ill. Aug. 6, 2019) (2019 U.S. Dist. LEXIS 131521; 2019 WL 3573565) (Memorandum Opinion and Order) PDF

2017-SOX-50 Holder v. Wells Fargo Bank

Order Approving Settlement, Canceling Hearing, and Dismissing Complaint (ALJ Nov. 8, 2017) (Johnson) PDF

2017-SOX-51 Haydon v. Worldpay USA, Inc.

Order Dismissing Complaint (ALJ Dec. 29, 2017) (Rosen) (complainant filed notice of intent to remove to U.S. district court) PDF

2017-SOX-52 Sanchez v. Phillip Morris Mexico

Decision and Order Approving Settlement Agreement and Dismissing Complaint (ALJ Aug. 2, 2018) (Merck) PDF

2017-SOX-53 De Leon v. Wells Fargo Bank, N.A.

Order Approving Revised Settlement Agreement and Dismissing Case (ALJ Apr. 11, 2018) (Berlin) PDF

2017-SOX-54 Huang v. Fluidmesh Networks Ltd.

Order Dismissing Complaint (ALJ Nov. 14, 2017) (Davis) (complainant filed action in N.D. Ill.) PDF

2017-SOX-55 Jordan v. Dyncorp International, LLC

Decision and Order Dismissing Complaint & Order to Show Cause (ALJ Feb. 15, 2018) (Barto) PDF
Jordan v. USDOL, No. 18-2254 (8th Cir. Aug. 22, 2018) (Judgment [granting appellee's motion for dismissal]) (petitions for panel rehearing and en banc rehearing denied (Nov. 7, 2018)) PDF
Decision and Order (ARB Sept. 16, 2020) PDF
Jordan v. USDOL, No. 20-3404 (8th Cir. Nov. 5, 2021) (per curiam) (unpublished) (2021 U.S. App. LEXIS 32956; 2021 WL 5149822) (denial of petition for review) PDF
Jordan v. USDOL, No. 20-3402 (8th Cir. Jan. 10, 2022) (2022 U.S. App. LEXIS 638) (Order [denying petition for rehearing en banc and denying petition for rehearing by the panel])

2017-SOX-56 Thibeaux v. Edwards Jones Investments et al.

Decision and Order (ALJ May 8, 2020) (Rosenow) PDF
Decision and Order (ARB Apr. 6, 2021) (per curiam) PDF

2018-SOX

2018-SOX-1 Murrell v. Verizon Sourcing LLC

Order Approving Settlement Agreement (ALJ Mar. 18, 2020) (Henley) PDF

2018-SOX-2 Lindner v. Citibank, N.A.

Order Dismissing Complaint (ALJ Aug. 8, 2018) (Bland) PDF
Supplemental Order Advising Complainant of His Notice of Appeal Rights (ALJ Aug. 9, 2018) PDF
Final Decision and Order (ARB Jan. 28, 2020) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2018-SOX-3 Chaudry v. Santander Consumer USA

Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Mar. 28, 2018) (Kennington) PDF

2018-SOX-4 Lozada-Leoni v. Moneygram International, Inc.

Order of Dismissal (ALJ Jan. 24, 2019) (Daly) PDF
Lozada-Leoni v. Moneygram Int'l, No. 20-cv-68 (E.D. Tx. Oct. 19, 2020) (2020 U.S. Dist. LEXIS 224068) (Report and Recommendation of the United States Magistrate Judge) (denial of summary judgment) PDF

2018-SOX-5 Rosen v. Denso Products and Services Americas, Inc.

Order Approving Settlement Agreement (ALJ June 14, 2018) (Larsen) PDF

2018-SOX-6 Ronnie v. Office Depot, Inc.

Decision and Order Granting Respondent's Motion Summary Decision (ALJ Jan. 4, 2019) (Harris) PDF
Decision and Order (ARB Sept. 29, 2020) PDF

2018-SOX-7 Yarema v. Carrier Enterprise, LLC

Decision and Order Dismissing Complaint as Untimely Filed (ALJ Aug. 20, 2018) (Henley)) PDF

2018-SOX-8 Barner v. Shell Energy of North America

Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ July 11, 2018) (Price) PDF

2018-SOX-9 Carbon v. Shire Pharmaceuticals

Order Dismissing Complaint (ALJ June 6, 2018) (Johnson) PDF
Order Dismissing Complainant’s Petition as Untimely (ARB May 5, 2020) (per curiam) PDF

2018-SOX-10 Rimini v. J.P. Morgan Chase & Co.

Order Dismissing Complaint (ALJ Apr. 3, 2018) (McGrath) PDF
Final Decision and Order (ARB July 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2018-SOX-12 Grdoc v. Santander Bank, N.A.

Order Approving Settlement and Sealing Settlement Documents (ALJ Mar. 22, 2018) (Harris) PDF

2018-SOX-13 Neff v. Keybank National Association, et al.

Order Granting Respondents' Motions for Summary Decision, Dismissing Case and Cancelling Hearing (ALJ Feb. 13, 2019) (Bell) PDF
Final Decision and Order (ARB Feb. 5, 2020) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
Neff v. KeyBank National Association, No. 20-3410 (6th Cir. June 30, 2020) (2020 U.S. App. LEXIS 20440) (Order [dismissing petition for review) PDF

2018-SOX-14 Hattersley v. Genpact, Ltd.

Order Approving Settlement and Dismissing Complaint (ALJ Aug. 14, 2018) (Boucher) PDF

2018-SOX-15 Atesoglu v. American International Group, Inc.

Final Order of Dismissal (ALJ Aug. 9, 2018) (Harris) PDF
Order Approving Settlement and Sealing Settlement Documents (ALJ Aug. 10, 2018) PDF

2018-SOX-16 Lutz v. New Cumberland Hospitality, Inc., et al.

Decision and Order Denying Relief (ALJ Dec. 29, 2021) (Timlin) PDF
Order Approving Withdrawal of Complainant's Petition for Review and Dismissing Appeal (ARB Feb. 10, 2022) (per curiam) PDF

2018-SOX-18 Myska v. JP Morgan Chase & Company

Decision and Order Approving Settlement Agreement, Dismissing Claim, and Sealing Settlement Documents (ALJ Jan. 15, 2020) (Daly) PDF

2018-SOX-19 Williams v. QVC, Inc.

Decision and Order (ARB Jan. 17, 2023) PDF
Decision and Order - Denying Complaint (ALJ Dec. 2, 2019) (Boucher)

2018-SOX-21 Fox v. Iberia Capital Partners/Iberia Bank

Order Approving Withdrawal of Objections, Cancelling Hearing, and Dismissing Claim (ALJ June 27, 2018) (Daly) PDF

2018-SOX-22, 2017-SOX-29 Singh v. Equinor US Operations, LLC f/k/a Statoil Gulf Services, LLC, et al.

Order [of Dismissal] (ALJ Jan. 27, 2020) (Donaldson) PDF

2018-SOX-23 Rimini v. J.P. Morgan Chase & Co.

Decision and Order Granting Respondent's Motion for Summary Decision and Denying Other Pending Motions as Moot (ALJ Aug. 29, 2018) (Calianos) PDF
Final Decision and Order (ARB July 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2018-SOX-24 Sivakumar v. Cognizant Technology Solution

Decision and Order Dismissing Complaint (ALJ Apr. 24, 2019) (Merck) PDF
Final Decision and Order (ARB Jan. 21, 2020) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2018-SOX-27 Obia v. JP Morgan Bank

Decision and Order of Dismissal (ALJ Jan. 27, 2020) (Almanza) PDF

2018-SOX-28 Mcrae v. Tautachrome, Inc.

Order Approving Withdrawal of Objections and Dismissing Claim and Canceling Hearing (ALJ Dec. 17, 2018) (Price) PDF

2018-SOX-29 Heather v. Wells Fargo Bank

Order Approving Settlement Agreement and Order of Dismissal (ALJ Feb. 13, 2019) (Markley) PDF

2018-SOX-30 Katz v. Underwriters Laboratories

Order Dismissing Complaint (ALJ Sept. 30, 2020) (Bland) PDF
Order Dismissing Petition for Review (ARB Nov. 30, 2020) PDF
Katz v. USDOL, Administrative Review Board, No. 21-1140 (7th Cir. Aug. 18, 2021) (unpublished) (2021 U.S. App. LEXIS 24675) (Order [Denying Petition for Review]) PDF

2018-SOX-31 Webb v. Edward Jones

Ruling on Respondent's Motion to Dismiss and Order of Dismissal (ALJ Sept. 21, 2018) (Daly) PDF

2018-SOX-32 Flamuris v. The Regents of the University of California

Order Approving Withdrawal of Objections and Order of Dismissal (ALJ Aug. 30, 2018) (Larsen) PDF

2018-SOX-33 Rizvi v. U.S. National Bank Association

Decision and Order Dismissing Claim for Lack of Timeliness (ALJ Jan. 23, 2019) (Daly) PDF

2018-SOX-34 Mohan v. UBS Financial Services, Inc.

Order Dismissing Case With Prejudice (ALJ May 7, 2019) (Calianos) PDF
Mohan v. UBS Fin. Servs., No. 19-cv-00663 (D. Conn. Mar. 17, 2020) (2020 U.S. Dist. LEXIS 45817) (Order Granting Motion to Dismiss) PDF

2018-SOX-35 Simkus v. United Airlines, Inc. and A&E Services

Decision and Order Dismissing Complaint (ALJ June 6, 2019) (Almanza) PDF

2018-SOX-36 Correia v. Principal Financial Group & Columbus Circle Investors, et al

Order Approving Settlement and Dismissing Claim (ALJ Dec. 27, 2018) (Morris) PDF

2018-SOX-37 Conroy v. Aflac, Inc., et al

Order Granting Withdrawal of Hearing Request, Canceling Hearing and Dismissing Case (ALJ Apr. 9, 2019) (Harris) PDF

2018-SOX-38 Queen v. Wells Fargo Bank

Decision and Order of Dismissal (ALJ Feb. 8, 2019) (Berlin) PDF

2018-SOX-39 Marshall v. Herndon Capital Management, LCC

Decision and Order Granting Respondent's Motion to Dismiss Complainat's Claim (ALJ Jan. 30, 2019) (Fleming) PDF

2018-SOX-40 Fleischer v. Vivopower USA, LLC & Vivopower International PLC

Order Approving Settlement Agreement and Dismissing Complaint (ALJ Nov. 16, 2018) (Henley) PDF

2018-SOX-41, 2018-SOX-42 Dunn and Morrone v. Inergy, LP

Order Approving Settlement and Dismissing Claim (ALJ Nov. Feb. 22, 2019) (Morris) PDF

2018-SOX-43 Seeley v. Life Advantage Corporation

Order Approving Settlement and Noting Claim of Exemption From FOIA Disclosure (ALJ Nov. 15, 2018) (Larsen) PDF

2018-SOX-44 Weiss v. RCI Hospitality Holdings, Inc.

Decision and Order Granting Agreed-to Motion to Withdraw Objections, Approving Negotiated Settlement and Release and Dismissing With Prejudice (ALJ Nov. 13, 2019) (Harris) PDF

2018-SOX-45 Grundin v. Marathon Equipment Co.

Order Approving Withdrawal of Objections and Dismissing Claim (ALJ Sept. 19, 2018) (Henley) PDF

2018-SOX-46 Brooks v. Agate Health Care

Order Granting Summary Decision (ALJ June 17, 2019) (Larsen) PDF
Related Brooks v. Agate Res., Inc., No. 15-cv-00983 (D. Or. Mar. 25, 2019) (2019 U.S. Dist. LEXIS 83681), adopted by Brooks v. Agate Res., Inc., 2019 U.S. Dist. LEXIS 83423 (D. Or., May 14, 2019)
Decision and Order (ARB Apr. 21, 2020)(per curiam) (sub. nom. Brooks v. Agate Resources, LLC) PDF

2018-SOX-47 Turnbull v. Trenchless Services, Inc.

Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Jan. 29, 2019) (Rosenow) PDF

2018-SOX-48, 2018-SOX-51 Schaefer and Bermeo v. New York Community Bancorp, Inc.

Summary Order; No. 23-6971 (2nd Cir. Nov. 7, 2024) PDF
Decision and Order (ARB June 22, 2023) PDF
Decision and Order Denying Complaints (ALJ June 29, 2022) (McGrath) PDF

2018-SOX-49 Ramirez v. United Financial Capital Advisers, LLC

Decision and Order Approving Settlement (ALJ Mar. 20, 2019) (Clark) PDF

2018-SOX-50 Fernandez v. New York Community Bancorp, Inc.

Order Granting, in Part, and Denying, in Part, Respondent's Motion for Summary Decision (ALJ June 30, 2020) (McGrath) PDF

2019-SOX

2019-SOX-1 Goldstein v. Brown Brothers Harriman & Co.

Order Dismissing Approving Settlement and Dismissing Claim (ALJ May 15, 2019) (Morris) PDF

2019-SOX-2 Michael Katz v. United Health Group

Order Approving Settlement and Dismissing Claim (ALJ July 10, 2019) (Morris) PDF

2019-SOX-3 Kraemer v. Sofie, Inc.

Decision and Order Approving Settlement Agreement; Dismissing Complaint With Prejudice; and Cancelling Hearing (ALJ June 12, 2019) (Camp) PDF

2019-SOX-4 Dellow v. Becton Dickinson & Company

Decision and Order Denying Claim (ALJ Aug. 12, 2021) (Calianos) PDF

2019-SOX-5 Brasse v. Citigroup, Inc. and Citibank, N.A.

Decision and Order Denying Complaint (ALJ Dec. 8, 2020) (Harris) PDF

2019-SOX-6 Britton v. LGI Homes Inc.

Decision and Order Approving Settlement Agreement, Dismissing Complaint With Prejudice, and Denying Joint Motion to Seal (ALJ July 18, 2019) (Donaldson) PDF

2019-SOX-7 Blanco v. Robert Half International Inc.

Order Approving Settlement and Dismissing Complaint With Prejudice (ALJ Mar. 11, 2020) (Daum) PDF

2019-SOX-8 Xanthopoulos v. Marsh & McClennan Companies, Inc. d/b/a/ Mercer Investment Consulting

Order Dismissing Complaint (ALJ Mar. 22, 2019) (Applewhite) PDF
Decision and Order (ARB June 29, 2020) (per curiam) PDF
Xanthopoulos v. United States Dep't of Labor, No. 20-2604 (7th Cir. Mar. 22, 2021) (2021 U.S. App. LEXIS 8321) PDF

2019-SOX-9 Dickerson v. ITERIS, Inc.

ARB Nos. 2023-0026, ALJ No. 2022-SOX-00009 (ARB Sept. 17, 2024) (Decision and Order) PDF
Order Denying Motion to Dismiss and Reestablishing Briefing Schedule (ARB July 28, 2023) PDF
Decision and Order Denying Claim (ALJ Mar. 21, 2023) (Berlin) PDF

2019-SOX-10 Samaroo v. Bank of New York Mellon

Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Feb. 24, 2021) PDF
Order Dismissing Complaint (ARB Apr. 12, 2021) (per curiam) PDF
Samaroo v. Bank of N.Y. Mellon, No. 21-cv-02441 (S.D. N.Y. Oct. 5, 2021) (2021 U.S. Dist. LEXIS 193355) (Report and Recommendation on Motion to Dismiss) PDF

2019-SOX-11 Tworek v. Alcami Corp.

Decision and Order Approving Confidential Settlement Agreement and Dismissing Claim With Prejudice (ALJ Feb. 6, 2020) (Sellers) PDF

2019-SOX-12 Kim v. SK Hynix Memory Solutions

Order Denying Motion to Dismiss (ALJ Nov. 4, 2019) (Nordby) PDF
Order Denying Request to Certify Legal Questions for Interlocutory Appeal (ALJ Dec. 12, 2019) PDF
Decision and Order Denying Petition for Interlocutory Appeal (ARB Jan. 28, 2020) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
Order Approving Settlement (ALJ Aug. 3, 2020) (Nordby) PDF

2019-SOX-13 Tse v. Ebay, Incorporated

Decision and Order (ALJ Jan. 12, 2024) (Timlin) PDF

2019-SOX-14 Katzel v. American International Group, Inc.

Order Dismissing Case (ALJ Sept. 11, 2020) (Boucher) PDF
Katzel v. Solmssen, 20-cv-7220 (S.D. N.Y. Mar. 15, 2021) (2021 U.S. Dist. LEXIS 47967) (Order Granting Motion for Reconsideration) PDF

2019-SOX-15 Shah v. Albert Fried & Company and TD Securities, LLC

Order Denying Second Motion for Reconsideration (ARB Jan. 31, 2023) PDF
Order Denying Motion for Reconsideration Without Prejudice and With Leave to Refile (ARB Nov. 4, 2022) PDF
Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 30, 2020) (McGrath) PDF
Decision and Order (ARB Aug. 26, 2022) PDF
Order Denying Motion for Reconsideration Without Prejudice and With Leave to Refile (ARB Nov. 4, 2022) PDF

2019-SOX-16 Berg v. Raymond James Financial, Inc., et al.

Order of Dismissal (ALJ Aug. 7, 2019) (Henley) PDF

2019-SOX-17 Glasser v. Chiyoda International Corporation

Order Granting Summary Decision, Dismissing Complaint and Cancelling Hearing (ALJ Aug. 7, 2019) (Price) PDF

2019-SOX-18 Brown v. Westlake Chemical Corporation

Decision and Order Granting Respondent's Amended Motion For Summary Decision (ALJ July 12, 2021) (Daly) PDF

2019-SOX-19 McKinney v. Medpace Holdings, Inc.

Decision and Order Denying Complaint (ALJ Feb. 6, 2020) (Golden) PDF
Order of Dismissal (ARB Sept. 2, 2020) PDF

2019-SOX-20 Riley v. Wells Fargo Bank

Order Approving Settlement (ALJ Jan. 15, 2020) (Larsen) PDF

2019-SOX-21 Grimm v. Wunderman and Best Buy Co., Inc.

Order Approving Settlement and Dismissing Complaint (ALJ Apr. 9, 2019) (Daum) PDF

2019-SOX-22 Gundin v. Terra Form Power, et al.

Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ Sept. 5, 2019) (Whang) PDF

2019-SOX-23 Charles v. Sprint Corporation

Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Apr. 8, 2020) (DeMaio) PDF

2019-SOX-24 Knebel v. Indoor Harvest Corp.

Order Granting Default Judgment and Bifurcating Issues of Liability and Damages (ALJ Jan. 27, 2021) (Donaldson) PDF
Administrative Closure of Case (ALJ Jan. 6, 2022) (Donaldson) PDF

2019-SOX-25 Wachter v. Ameriprise Financial, Inc.

Order Granting Dismissal and Order Cancelling Hearing (ALJ Jan. 7, 2020) (Swank) PDF

2019-SOX-27 McCullar v. Charter Communications Inc.

Order Dismissing Claim Because Complainant Has Filed a Complaint in the U.S. District Court (ALJ May 14, 2019) (Price) PDF

2019-SOX-28 Leckner v. General Dynamics Information Technology, Inc. (formerly CSRA) and Apex Systems, LLC

Decision and Order Granting Summary Decision (ALJ Jan. 23, 2020) (Berlin) PDF
Decision and Order (ARB Oct. 22, 2020) PDF
Leckner v. General Dynamics Info. Tech., No. 21-70284 (9th Cir. Oct. 18, 2021) (unpublished) (2021 U.S. App. LEXIS 31143) PDF

2019-SOX-29 Lindzen v. State Street Global Advisors and State Street Global Advisors Trust Co.

Order Dismissing Complaint for Lack of Jurisdiction, Complainant Having Filed in U.S. District Court (ALJ July 29, 2020) (Camp) PDF

2019-SOX-30 Daramola v. Oracle

Order of Dismissal (ALJ Dec. 6, 2019) (McGrath) PDF

2019-SOX-31 Moody v. National Western Life Insurance Company

Decision and Order Granting Respondent's Motion to Dismiss (ALJ Oct. 24, 2019) (Henderson) PDF
Moody v. Am. Nat'l Ins. Co., No. 19-cv-00206 (S.D. Tx. June 12, 2020) (2020 U.S. Dist. LEXIS 103169) (Memorandum Opinion and Order) PDF
Moody v. American National Insurance Co., No. 20-40462 (5th Cir. Jan. 29, 2021) (per curiam) (unpublished) (2021 U.S. App. LEXIS 2528) (Opinion) PDF
Decision and Order (ARB Mar. 31, 2021) (per curiam) PDF

2019-SOX-32 Whitehead v. Anadarko Petroleum Corp., et al.

Order of Dismissal (ALJ Dec. 23, 2019) (Daly) PDF

2019-SOX-33 Rimini v. JP Morgan Chase

Notice of Assignment and Transmittal [to the ARB] (ALJ June 24, 2019) (DeMaio) PDF
Final Decision and Order (ARB July 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)

2019-SOX-34 Nezwisky v. Borg Warner, Inc.

Decision and Order Granting Respondent's Motion to Dismiss the Instant Claim (ALJ Sept. 28, 2020) (Silvain) PDF

2019-SOX-35 Hardie v. Orion Group Holdings, Inc.

Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Aug. 19, 2020) (Rosenow) PDF

2019-SOX-36 Gupta v. Truecar, Inc.

Decision and Order Approving Settlement (ALJ Oct. 15, 2019) (Clark) PDF

2019-SOX-37 Oakes v. National Technology & Energy Solutions of Sandia, Honeywell International, Inc.

Order of Dismissal (ALJ Aug. 15, 2019) (Larsen) PDF

2019-SOX-38 Moore v. Co-op Financial Services

Decision and Order Approving Settlement and Dismissing Complaint with Prejudice (ALJ July 24, 2019) (Donaldson) PDF

2019-SOX-39 Morata v. Charter Communications, Inc.

Order Approving Withdrawal of Objections and Dismissing Claim (ALJ Nov. 14, 2019) (Daly) PDF

2019-SOX-40 Graham v. Credit Suisse Securities, et al.

Decision and Order (ALJ Aug. 12, 2024) (Timlin) PDF

2019-SOX-41 Stephens v. Verizon Wireless Texas, LLC

Order Approving Revised Settlement Agreement and Dismissing Case (ALJ Feb. 27, 2020) (Berlin) PDF

2019-SOX-42 Brower v. Cardworks, Inc.

Order Granting Respondent's Motion for Summary Decision (ALJ Mar. 4, 2020) (DeMaio) PDF

2019-SOX-43 Dhaliwal v. Mallinckrodt PLC a/k/a Mallinckrodt Pharmaceuticals and Mallinckrodt Enterprises LLC

Decision and Order Granting Complainant's Request to Withdraw Objections to Secretary's Findings (ALJ Dec. 5, 2019) (Calianos) PDF

2019-SOX-44 Andrew v. KPMG LLC

Order Approving Settlement and Dismissing Complaint (ALJ Nov. 5, 2019) (Boucher) PDF

2019-SOX-47 Roberts v. Blue Sky Satellite Services

Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Nov. 5, 2019) (Rosenow) PDF

2019-SOX-48 Filippo v. Combined Insurance Company of America

Order Approving Settlement Agreement and Cancelling Hearing (ALJ Mar. 27, 2020) (Bell) PDF

2019-SOX-49 Devolli v. JP Morgan Chase

Decision and Order Approving Settlement and Dismissing Complaint with Prejudice (ALJ Oct. 24, 2019) (Donaldson) PDF

2019-SOX-52 Feldman v. Risk Placement Services, Inc.

Order Granting Motion for Summary Decision (ALJ Aug. 31, 2020) (Nordby) PDF
Decision and Order (ARB Sept. 29, 2021) (per curiam) PDF

2019-SOX-53 Sessa v. Wells Fargo Bank, N.A.

Order of Dismissal (ALJ Jan. 30, 2020) (Daly) PDF

2019-SOX-58 Bohon v. United States Postal Service

Decision and Order Approving Settlement and Dismissing Complaint (ALJ Mar. 30, 2020) (Clark) PDF

2020-SOX

2020-SOX-1 Wheeler v. GM Financial

Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Apr. 3, 2020) (Rosenow) PDF

2020-SOX-2 Abadi v. Capital

Order Denying Motion to Withdraw Motion to Dismiss (ALJ Mar. 3, 2020) (Larsen) PDF

2020-SOX-3 Townsend v. Gehan Homes, Ltd.

Decision and Order Approving Settlement Agreement and Cancelling Hearing (ALJ Aug. 14, 2020) (Daly) PDF

2020-SOX-4 Boch v. J.P. Morgan Securities

Decision and Order Granting the Respondent's Motion for Summary Decision and Dismissing Cases (ALJ Feb. 28, 2022) (Sellers) PDF

2020-SOX-5 Morrell v. DHL Holdings Corp.

Decision and Order Dismissing Complaint (ALJ Mar. 27, 2023) (Markley) PDF
ARB No. 2023-0030 ALJ No. 2020-SOX-00005 (ARB Sept. 23, 2024) (Decision and Order) PDF

2020-SOX-6 Williams v. FedEx

Order Dismissing Complaint Based on Cross Summary Decision Motions (ALJ Aug. 26, 2020) (DeMaio) PDF
Williams v. Federal Express Corp., No. 20-cv-08190 (S.D. N.Y. Oct. 15, 2020) (2020 WL 6131256) (Order to Amend) PDF
Order Dismissing Complaint (ARB Oct. 29, 2020) PDF

2020-SOX-7 Hamill v. Banc of California, N.A.

Decision and Order Approving Settlement, Order of Dismissal With Prejudice, and Order Cancelling Hearing (ALJ Feb. 25, 2020) (Almanza) PDF

2020-SOX-10 Ryan v. Laureate Education, Inc.

Order Granting In Part Respondent's Motion for Reconsideration (ALJ Nov. 26, 2020) (Applewhite) PDF

2020-SOX-13 Barcomb v. Devicor Medical Products, Inc., Leica Microsystems, Inc., Danaher Corporation, Uwe Soder

Decision and Order Approving Confidential Settlement Agreement and Dismissing Claim With Prejudice (ALJ Apr. 6, 2021) (Sellers) PDF

2020-SOX-12 Lorezetti v. Worldpay, Inc.

Order Denying Second Motion for Extension of Time and Granting Motion to Dismiss (ALJ July 2, 2020) (Bell) PDF
Decision and Order (ARB Aug. 24, 2021) PDF

2020-SOX-15 Smiley v. Gartner, Inc.

Order Granting Unopposed Request to Withdraw/Dismiss Complaint (ALJ May 26, 2020) (Donaldson) PDF

2020-SOX-27 Vargas v. West Pharmaceutical Services

Order Approving Settlement (ALJ July 28, 2020) (Larsen) PDF

2020-SOX-31 Knous v. Broadridge Financial Solutions, Inc.

Order of Dismissal (ALJ July 10, 2020) (McGrath) PDF

2020-SOX-16 Littrell v. Arkansas Total Care - Centene Corporation

Order Granting Complainant's Motion for Leave to Proceed in Federal District Court and Dismissing Complaint (ALJ Sept. 17, 2020) (Appetta) PDF

2020-SOX-17 Yadav v. Frost Bank

Order of Dismissal (ALJ June 16, 2020) (Rosenow) PDF
Order Dismissing Complaint (ARB June 24, 2021) (per curiam) PDF
Order Denying Reconsideration (ARB July 16, 2021) (per curiam) PDF

2020-SOX-18 Russell v. Wells Fargo Bank

Decision and Order Approving Settlement and Sealing Certain Terms (ALJ Dec. 30, 2020) (Daly) PDF

2020-SOX-19 Cohen v. International Business Machine (IBM)

Order Approving Settlement and Dismissing Complaint (ALJ Nov. 30, 2022) (Timin) PDF

2020-SOX-20 Maloney v. Logility, Inc.

Order Granting Motion for Summary Decision (ALJ Oct. 22, 2020) (Hoffman) PDF

2020-SOX-21 Stewart v. Northern States Power Co., and XCEL Energy

Decision and Order Approving Settlement Agreement and Order Dismissing Complaint with Prejudice (ALJ Apr. 20, 2023) (Ramaley) PDF

2020-SOX-22 Ikosi v. CLS Bank International

Dismissal Order Approving Settlement and Filing Under Seal (ALJ Sept. 30, 2020) (Harris) PDF

2020-SOX-26 Novick v. Morgan Stanley Smith Barney, LLC/Morgan Stanley Smith Barney FA Notes Holdings, LLC

Order Granting Respondents' Motion for Summary Decision (ALJ Mar. 15, 2021) (Nordby) PDF
Decision and Order (ARB July 16, 2021) (per curiam) PDF
Order Denying Reconsideration (ARB Sept. 9, 2021) (per curiam) PDF
Memorandum Denying Petition for Review (9th Circuit Nov. 17, 2023) PDF

2020-SOX-28 Smith v. Nissan North America, Inc.

Order Granting Summary Decision (ALJ Dec. 17, 2021) (Larsen) PDF

2020-SOX-35 Pelton v. Sunoco GP LLC and Energy Transfer Partners

Order on Complainant's Motion for Withdrawal (ALJ November 12, 2020) (Rosenow) PDF

2020-SOX-36 Stolarik v. National Express, LLC

Order Dismissing Cases With Prejudice (ALJ Nov. 6, 2020) (Bell) PDF
Order Dismissing Complaint (ARB Jan. 7, 2021) PDF

2020-SOX-38 Veronie v. Corvel Corporation

Decision and Order Approving Settlement and Sealing Certain Terms (ALJ Jan. 7, 2020) (Daly) PDF

2020-SOX-41 North v. Dish Network, LLC

Order of Dismissal (ALJ Apr. 1, 2021) (Annos) PDF

2020-SOX-42 Hendershot v. Marathon Petroleum Corporation

Order Dismissing Case and Cancelling Hearing (ALJ Nov. 20, 2020) (Bell) PDF

2020-SOX-43 Brinkman v. Caesars Baltimore Management Company d/b/a Horseshoe Baltimore Casino

Decision and Order Granting Respondent's Motion for Summary Judgement (ALJ Apr. 13, 2021) (Leslie) PDF

2020-SOX-44 Kolehmainen v. CS Auto Hnd, LLC

Order Granting Respondent's Motion to Dismiss, Canceling the Hearing in This Matter, and Granting Respondent's Motion to Seal (ALJ Mar. 30, 2021) (Timlin) PDF
Decision and Order Approving Settlement and Dismissing Complaint with Prejudice (ARB Sept. 27, 2021) (per curiam) PDF

2020-SOX-117 Heyward v. Benore Logistic System, Inc.

Decision and Order Dismissing Complaint (ALJ Mar. 16, 2021) (Price) PDF

2021-SOX

2021-SOX-1 Jones v. Sturgeon Electric/Myr Group

Final Order Dismissing Complaint (ALJ Jan. 7, 2022) (Clark) PDF

2021-SOX-2 Jones v. Albemarle Corp.

Order of Dismissal (ALJ Jan. 15, 2021) (Henley) PDF

2021-SOX-5 Saunders v. CBRE

Order of Dismissal (ALJ Feb 4, 2021) (Donaldson) PDF

2021-SOX-7 Harmon v. Honeywell International

Order of Dismissal (ALJ Aug. 19, 2021) (Bell) PDF
Harmon v. Honeywell Intelligrated, No. 1:19-cv-670 (S.D. Oh. Mar. 21, 2022) (2022 U.S. Dist. LEXIS 50070; 2022 WL 836419) (Order [denying motion for leave to file motion under seal]) PDF

2021-SOX-8 Athari v. Equinor U.S. Operations

Decision and Order Granting Joint Motion for Approval of Settlement and Dismissal (ALJ Mar 15, 2023) (Camp) PDF

2021-SOX-9 Zhang v. Balchem Corp., John Bedell and Alex Borodin

Decision and Order Approving Settlement, Cancelling Hearing, and Dismissing Complaint With Prejudice (ALJ June 1, 2022) (Camp) PDF

2021-SOX-10 Alexander v. Wells Fargo Bank

Order Granting Voluntary Dismissal With Prejudice (ALJ Aug. 21, 2023) (Kultgen) PDF

2021-SOX-12 Gladden v. The Proctor and Gamble Company

Decision and Order (ARB May 9, 2023) PDF
Order Granting Respondent's Motion to Dismiss and Order Canceling Hearing and Order of Dismissal (ALJ Oct. 22, 2021) (Markley) PDF

2021-SOX-14 Jaludi v. Citigroup, Inc.

Order Granting Respondent's Motion to Dismiss (ALJ June 25, 2021) (Boucher) PDF
Order Dismissing Petition for Review (ARB Aug. 25, 2021) (per curiam) PDF

2021-SOX-15 Ng v. Hanover Insurance Group

Order Denying Respondent's Motion for Summary Decision and Granting Respondent's Motion to Dismiss (ALJ Apr. 11, 2022) (Timlin) PDF

2021-SOX-17 Xanthopoulos v. Mercer Investment Counseling

Decision and Order (ARB Sept. 28, 2023). PDF
Decision and Order Granting Summary Decision and Dismissing Complaint (ALJ Mar. 18, 2022) (Hobbs) PDF

2021-SOX-18 Brinker v. Axos Bank

Order Dismissing Case Without Prejudice (ALJ Mar. 30, 2022) (Alford) PDF

2021-SOX-19 Carey v. Lowes Pro MSH/Lowe's Companies, Inc.

Order of Dismissal (ALJ Jan. 18, 2022) (Henley) PDF

2021-SOX-21 Holstein v. Snap-on, Inc. & Snap-on Business Solutions

Decision and Order Dismissing Claim (ALJ Jan. 26, 2022) (Sellers) PDF

2021-SOX-22 Lugg v. Lear Corporation

Decision and Order Dismissing Complaint as Untimely Filed (ALJ Oct. 25, 2021) (Henley) PDF
Decision and Order (ARB May 19, 2022) PDF

2021-SOX-23 McFadden v. Deutsche Bank

Decision and Order Approving Settlement (ALJ July 5, 2023) (Rosen) PDF
Order of Remand (ARB Jan. 26, 2022) (per curiam) PDF
Decision and Order Granting Respondent's Motion to Dismiss (ALJ Sept. 24, 2021) (Rosen) PDF

2021-SOX-25 Williams v. J.P. Morgan Chase and Company

Order Dismissing Complaint for Lack of Jurisdiction, Complainant Having Filed in U.S. District Court (ALJ Feb. 9, 2022) (Camp) PDF

2021-SOX-26 Maxwell v. Lyondellbasell Industries N.V.; Equistar Chemicals, LP; Douglas Mosier; and Melissa Kory Abina

Final Order Approving Settlement and Dismissing the Complaint (ALJ Feb 5, 2023) (Leslie) PDF

2021-SOX-27 Laman v. Centric Brands Inc.

Order Dismissing Complaint Without Prejudice (ALJ Mar. 12, 2022) (Boucher) PDF

2021-SOX-29 Horne v. General Electric Aviation, et. al

Decision and Order Granting Respondents Motion for Summary Decision and Dismissing Case (ALJ June 26, 2023) (Kane) PDF

2021-SOX-30 Pfeifer v. AM Retail Group Inc.

Decision and Order Approving Settlement and Dismissing Claim (ALJ Jan. 24, 2024) (Calianos) PDF
Order of Remand (ARB Mar. 22, 2023) PDF
Order Dismissing Proceeding (ALJ Nov. 8, 2022) (Camp) PDF

2021-SOX-31 Liu v. Frontier-Kemper Constructors, Inc.

Order Dismissing Complaint Without Prejudice (ALJ Mar. 31, 2022) (Berlin) PDF

2022-SOX

2022-SOX-1 Perera v. Western Digital Technologies, Inc.

Decision and Order Approving Settlement Agreement and Dismissing Case (ALJ May 11, 2022) (Berlin) PDF

2022-SOX-2 Page v. Pinnacle Bank

Order Dismissing Complaint . . . (ALJ Aug. 30, 2022) (Rosen) PDF

2022-SOX-3 Mangat v. Nokia Corporation of America

Order Approving Settlement and Dismissing Complaint (ALJ Feb. 25, 2022) (Hobbs) PDF

2022-SOX-4 Sanchez Ramos v. Globant S.A.

Decision and Order Granting Summary Decision and Dismissing Complaint (ALJ May 11, 2022) (Clark) PDF
Errata Order (ALJ May 18, 2022) (Clark) PDF
Order of Dismissal (ARB Oct. 24, 2022) PDF

2022-SOX-5 Trivedi v. General Electric and GE Healthcare

Order Denying Complainant's First, Second, and Third Motion to Recuse, Motion to Vacate Denial of the Motion for Reconsideration, and Motion for Re-Hearing En Banc (ARB Jan. 27, 2023) PDF
Order Denying Complaint for Failure to Timely File (ALJ Feb. 25, 2022) (McGrath) PDF
Decision and Order (ARB Aug. 24, 2022) PDF
Order Denying Reconsideration (ARB Oct. 28, 2022) PDF
Order Denying Complainant's First, Second, and Third Motion to Recuse, Motion to Vacate Denial of the Motion for Reconsideration, and Motion for Re-Hearing En Banc (ARB Jan. 27, 2023) PDF
Order Denying Complainant's Third Motion for Reconsideration PDF

2022-SOX-6 Hall v. Velodyne Lidar, Inc.,

Order of Dismissal (ALJ Nov. 8, 2022) (Larsen) PDF

2022-SOX-7 Wang v. Astrazeneca Pharmaceuticals, LP

Dismissal Order (ALJ Feb. 23, 2022) (Harris) PDF

2022-SOX-8 Lawson v. Volvo Group North America, LLC

Order Dismissing Complaint (ALJ Dec. 13, 2023) (Boucher) PDF

2022-SOX-10 Bauche v. Masimo Corporation

ARB Nos. 2023-0016, -0031, ALJ Nos. 2022-SOX-00010, -00026 (ARB July 31, 2024) (Decision and Order) PDF
Order Granting Motion for Summary Decision (ALJ Apr. 14, 2023) (Larsen) PDF
Decision and Order of Remand (ARB Sept. 27, 2022) PDF
Order Granting Motion to Dismiss (ALJ Apr. 1, 2022) (Larsen) PDF

2022-SOX-11 Littleton v. T-Mobile, USA, Inc.

Dismissal Order (ALJ Apr. 25, 2022) (Leslie) PDF

2022-SOX-12 Jain v. Eftec North America, LLC

Order Denying Complaint's Motion for Leave to File Response (ALJ Feb. 27, 2023) (Ramaley) PDF

2022-SOX-13 Mote Mote v. Wells Fargo & Company

Order Granting Respondents Request for Dismissal and Dismissing Complaint (ALJ Sept. 13, 2022) (Appetta) PDF

2022-SOX-14 Mehrotra v. General Electric Company, GE Power, and General Electric International, Inc.

Decision and Order (ARB Sept. 21, 2023). PDF
Order Granting Respondent's Motion to Dismiss and Dismissing Claim (ALJ Aug 9, 2022) (Calianos) PDF

2022-SOX-15 McGroarty v. DeutscheBank AG

Joint Motion to Approve Settlement Agreement Dismiss Claims, and File Document Under Seal (ALJ May 17, 2024) (Timlin) PDF

2022-SOX-16 Konstantinos Georgakopolous v. The Proctor & Gamble Company, et al.

Order Approving Settlement Agreement (ALJ Feb. 6, 2023) (Henley) PDF

2022-SOX-19 Chapman v. Teleflex Incorporated

Decision and Order Granting Joint Motion for Approval of Settlement and Dismissal (ALJ Mar 22, 2023) (Panagiotis) PDF

2022-SOX-20 Tingstrom v. American Express Travel Related Service Company

Order Approving Settlement Agreement and Dismissing Complaint with Prejudice (ALJ Nov. 23, 2022) (Hoffman) PDF

2022-SOX-23 Vakharwala v. Zensar Technologies, Inc.,

Order Granting Complainant's Motion to Withdraw Request for Hearing Order Dismissing with Prejudice (ALJ Oct. 3, 2022) (Rosen) PDF

2022-SOX-24 Dellaportas v. Capgemini America, Inc.

Decision and Order Approving the Settlement Agreement and Dismissing the Complaint (ALJ Apr. 10, 2023) (Merck) PDF

2022-SOX-25 Ghose v. Ernst & Young, LLP

Order of Dismissal (ALJ Sept. 15, 2022) (Henley) PDF

2022-SOX-26 Bauche v. Masimo Corporation

ARB Nos. 2023-0016, -0031, ALJ Nos. 2022-SOX-00010, -00026 (ARB July 31, 2024) (Decision and Order) PDF
Order Granting Motion for Summary Decision (ALJ Apr. 14, 2023) (Larsen) PDF
Decision and Order of Remand (ARB Sept. 27, 2022) PDF
Order Granting Motion to Dismiss (ALJ Apr. 1, 2022) (Larsen) PDF

2022-SOX-27 Sequeira v. Amazon.com, Inc.

Order Approving Withdrawal of Objections and Dismissing Claim (ALJ June 7, 2023) (Panagiotis) PDF

2022-SOX-28 Van v. JP Morgan Chase & Co, et al.

Order Granting Respondent's Motion to Dismiss (ALJ Jan. 20, 2023) (Farley) PDF

2022-SOX-29 Patel v. Citigroup, Inc. et al.

Order Approving Settlement and Dismissing Complaint (ALJ Nov. 15, 2022) (Timin) PDF

2022-SOX-30 Vilandai v. Citigroup, Inc.

Order Approving Settlement (ALJ June 23, 2023) (Kultgen) PDF

2022-SOX-31 Komar v. Del Taco

Decision and Order of Dismissal (ALJ Sept. 20, 2023) (Almanza) PDF

2022-SOX-32 Pierce v. Better Holdco Inc.

Order of Dismissal (ALJ Dec. 12, 2022) (McGrath) PDF

2022-SOX-33 Spencer-Ramsden v. Honeywell International, Inc.

Order Approving Settlement (ALJ May 14, 2024) (Rosenow) PDF

2022-SOX-34 Weber v. Snowflake, Inc.

Order Approving Confidential Settlement Agreement and Dismissing Complaint (ALJ July 22, 2024) (Howard) PDF

2022-SOX-35 Dunn v. Merit Medical Systems Inc.

Order Dismissing Case (ALJ May 22, 2023) (Alford) PDF

2022-SOX-36 Albert v. Lincoln Savings Bank

Order of Dismissal (ALJ Oct. 3, 2023) (Markley) PDF

2022-SOX-37 Albert v. First IC Bank

Order Dismissing Case for Lack of Jurisdiction (ALJ Jan. 24, 2023) (Markley) PDF

2022-SOX-39; 2022-SOX-40 Rey and Perez v. Innovative Payment Solutions, Inc., et al.,

Order of Dismissal (ALJ Nov. 14, 2022) (Berlin) PDF PDF

2022-SOX-41 Dakers v. Citizens, Inc.

Decision and Order Approving Settlement Agreement, Dismissing Complaint with Prejudice, and Granting Joint Request for Sealing (ALJ Sept. 29, 2023) (Hilleren-Wilkins) PDF

2023-SOX

2023-SOX-2 Chandler v. ETextron, Inc. Et. Al.

Order Approving Settlement Agreement and Dismissing Complaint (ALJ Oct. 12, 2022) (Henley) PDF

2023-SOX-3 Chicosky v. Tusimple, Inc. and Tusinple Holdings, Inc.

Order Approving Settlement (ALJ Mar 10, 2023) (Larson) PDF
Order of Dismissal (ALJ Mar. 20, 2022) (Larson) PDF

2023-SOX-4 Feldman v. Venture Agency Holdings, Inc.

Order of Dismissal Without Prejudice (ALJ Oct. 25, 2023) (Nordby) PDF

2023-SOX-5 Payne v. Argo Group U.S., Inc.

Decision and Order Approving Settlement Agreement, Dismissing Complaint With Prejudice, and Granting Joint Request for Sealing (ALJ Feb. 8, 2024) (Hilleren-Wilkins) PDF

2023-SOX-9 Busch v. Apple, Inc.

Order: (1) Granting Joint Motion for Approval of Settlement Agreement and Request for Dismissal with Prejudice (2) Approving Settlement Agreement and General Release (ALJ June 16, 2023) (Annos) PDF

2023-SOX-10, 11 Lewis v. American Express

Decision and Order (ALJ Aug. 8, 2024) (Larsen) PDF

2023-SOX-12 Couch v. Wolters Kluwer

Order of Dismissal (ALJ Jan. 8, 2024) PDF

2023-SOX-13 Medlock v. Best Buy

Order Approving Confidential Settlement Agreement and Dismissing Claims with Prejudice (ALJ Oct. 13, 2023). PDF

2023-SOX-14 Trivedi v. General Electric Co. and GE Healthcare

Decision and Order Dismissing Petition for Review (ARB Sept. 14, 2023). PDF
Decision and Order Dismissing Complaint and Granting, In Part, Respondents' Motion Requesting Litigation Controls (ALJ Aug. 7, 2023) (Henley) PDF

2023-SOX-15 Schooler v. Ford Motor Company

ARB No. 2024-0014, ALJ No. 2023-SOX-00015 (ARB May 6, 2024) (Order Granting Complainant's Request to Dismiss Petition for Review) PDF
Order Granting Respondents Motion for Summary Decision (ALJ Jan 10, 2024) (Henley) PDF

2023-SOX-16 Thacker v. HSBC Bank USA, N.A.

Order Approving Withdrawal of Objections and Dismissing Administrative Complaint (ALJ May 18, 2023) (Henley) PDF

2023-SOX-21, 22 Gulden v. Exxon Mobil Corporation

Decision and Order Denying Interlocutory Appeal (ARB Feb. 29, 2024) PDF
Ruling on Respondent's Motions to Unjoin and Dismiss (ALJ Apr. 11, 2024) (Rosenow) PDF
Order Dismissing Case (ALJ Jul. 2, 2024) (Rosenow) PDF

2023-SOX-24 Bauche v. Masimo Corporation

Order Denying Motions for Recusal and for Reconsideration (ALJ Sep. 23, 2024) (Larsen) PDF

2023-SOX-25 Bryant v. Emergent Biosolutions, Inc.

Order Lifting Stay and Granting Motion to Withdraw Complaint Complaint (ALJ Jan. 08, 2024) (Henley) PDF

2023-SOX-27 Tupac v. Asbury Automotive Group, Inc.

Order Dismissing Case (ALJ Jan. 24, 2024) (Hoffman) PDF

2023-SOX-29 Maeker v. Fidelity Investments, A/K/A Fidelity Brokerage Services, LLC

Order Cancelling Hearing and Dismissing Case (ALJ May 7, 2024) (Hilleren-Wilkins) PDF

2023-SOX-30 Chen v. Cenntro Automotive Group et. al.

Order Granting Withdrawal of Objections, Cancelling Hearing, and Dismissing Complaint (ALJ Jan. 18, 2024) (Hilleren-Willkins) PDF

2023-SOX-32 Jefferson v. Science Applications International Corporation

Order Dismissing Case (ALJ Jul. 2, 2024) (Rosenow) PDF

2023-SOX-33 Dodson v. Honeywell Corp.

Order Approving Settlement, Dismissing Complaint, and Cancelling Hearing (ALJ Aug. 8, 2024) (Hobbs) PDF

2023-SOX-34 Wilson v. Sandy Springs Bank, et. al.

Order Granting Complainant's Second Request to Withdraw (ALJ Jan. 29, 2024) (Howard) PDF

2023-SOX-37, 38 Murphy and Dibenedetto v. Boomcloud 360 Inc.

Order Lifting Stay and Granting Motion to Withdraw Complaints (ALJ Dec. 28, 2023) (Henley) PDF

2023-SOX-39 Freetage v. Habbott Laboratories

Order Dismissing Case Without Prejudice (ALJ Nov. 3, 2023) (Alford) PDF

2023-SOX-40 Thomas v. T-Mobile USA, Inc.

Order of Dismissal (ALJ Apr. 1, 2024) (Herke) PDF

2023-SOX-42 Tortop v. Datadog, Inc.

Order Approving Settlement Agreement and Dismissing Complaint with Prejudice (ALJ Feb. 27, 2024) (Hoffman) PDF

2023-SOX-43 Moreno v. Microsoft

Order Granting Motion to Dismiss (ALJ Mar. 18, 2024) (DeMaio) PDF

2023-SOX-44 Nicholson v. Ammo Inc.

Order Granting Complainant's Motion to Withdraw Hearing Request (ALJ Jan. 8, 2024) (Sellers) PDF

2023-SOX-45 Portillo v. Cyxtera Technologies, Inc.

Order of Dismissal (ALJ Dec. 1, 2023) (Henley) PDF

2023-SOX-46 Nedrow v. SAP America, Inc. and SAP SE

Order Dismissing Case (ALJ Apr. 11, 2024) (Boucher) PDF

2023-SOX-48 Kott v. Fresenius Medical Care of North America

Decision and Order Approving Settlement Agreement and Dismissing Complaint with Prejudice (ALJ Mar. 20, 2024) (DeMaio) PDF

2024-SOX

2024-SOX-2 Smith v. Coupang, LLC

Order of Dismissal Without Prejudice (ALJ Aug. 9, 2024) (Timlin) PDF

2024-SOX-5 Ganchozo v. Cyxtera Technologies, Inc.

Decision And Order Approving Confidential Settlement Agreement, Cancelling Hearing, And Dismissing Complaint With Prejudice (ALJ Sep. 19, 2024) (Swank) PDF

2024-SOX-6 Bibow v. Northwestern Mutual

Order of Dismissal (ALJ Jan. 29, 2024) (Leslie) PDF

2024-SOX-7 Jefferson v. Science Applications International Corporation (SAIC)

Order Administratively Closing Case (ALJ Nov. 14, 2023) (Henley) PDF

2024-SOX-8 Spira v. JP Morgan Chase Bank, N.A.

Order Approving Confidential Settlement Agreement and Dismissing Complaint (ALJ Apr. 30, 2024) (Harris) PDF

2024-SOX-11 Mula v. Eli Lilly & Company

Order Approving Settlement Agreement and Dismissing Complaint (ALJ Nov. 20, 2023) (Henley) PDF

2024-SOX-17 Salinas v. Fiserv, Inc.

Order Granting Withdrawal of Objections (ALJ Mar. 26, 2024) (Henley) PDF

2024-SOX-18 Schweyer v. Bank of America Corporation, AFLAC Incorporated, and META Platforms, Inc.

Decision and Order Dismissing Complaint (ALJ Sep. 9, 2024) (Henley) PDF

2024-SOX-23 Leung v. SVB Financial Group, dba Silicon Valley Bank, First Citizens Bank and Trust Company, and John Longley and Linda Spearman-Scott, Individually

Notice of Docketing and Order of Dismissal Complaint (ALJ Feb. 16, 2024) (Henley) PDF

2024-SOX-25, 26 Fallacara and Spiegel v. Intest Corporation, et. al.

Order Granting Respondents' Motion to Dismiss (ALJ Sep. 20, 2024, reissued October 2, 2024) (DeMaio) PDF

2024-SOX-27 Whitaker v. The Michaels Stores, Inc.

Order of Dismissal for Removal to U.S. District Court (ALJ Mar. 25, 2024) (Henley) PDF

2024-SOX-29 Nagase v. R.R. Donnelley & Sons And CGX Yamagata

Decision and Order Dismissing Complaint (ALJ Sep. 12, 2024) (Hobbs) PDF

2024-SOX-37 Cooley v. MISA Imports, Inc., and COSTCO Wholesale Corporation

Order Granting Respondent's Motion to Dismiss (ALJ Sep. 26, 2024) (Leslie) PDF

2024-SOX-40 Schorr v. Performance Food Group

Decision and Order Approving Consent Settlement and Dismissing Case (ALJ Oct. 15, 2024) (Calianos) PDF

2024-SOX-46 Rynn v. Texas Capital Bank

Order Granting Motion to Withdraw Objections (ALJ Sep. 27, 2024) (Panagiotis) PDF

2024-SOX-49, 50 Brawer and Galgano v. Egan-Jones Ratings Company, et al.

Order Lifting Stay and Dismissing Complaints (ALJ Oct. 28, 2024) (Henley) PDF