OLMS Fact Sheet:
Prohibition Against Certain Persons Holding Union Office or Employment or Serving in a Labor-Management Role for an Employer or Labor Relations Consultant
The Office of Labor-Management Standards (OLMS), U.S. Department of Labor, is responsible for administering and enforcing most of the provisions of the Labor-Management Reporting and Disclosure Act (LMRDA). The LMRDA was enacted primarily to ensure basic standards of democracy and fiscal responsibility in labor organizations with private sector members. OLMS also administers the Standards of Conduct provisions of the Civil Service Reform Act of 1978 (CSRA) and the Foreign Service Act of 1980 (FSA) relating to Federal employee organizations, which are comparable to LMRDA requirements.
Is it illegal for people who have been convicted of certain crimes to hold union office or employment?
Is it illegal for people who have been convicted of certain crimes to hold a labor-management role with an employer or labor relations consultant?
What union offices or positions can a convicted person subject to the bar not hold?
- Any officer or employee position such as president, vice-president, recording secretary, financial secretary, treasurer, director, trustee, executive board member, business agent, manager, organizer, or clerical employee;
- Any position as a representative in any capacity of a labor organization such as a job steward or shop committeeman;
- Any position, other than that of a member, involving decision-making authority concerning, or custody or control of, labor organization funds or assets; and
- Consultant or adviser to a labor organization.
What other positions can a convicted person subject to the bar not hold?
- Labor relations consultant or adviser to an employer or employer
- Any position having specific collective bargaining authority or direct responsibility in the area of labor-management relations in a corporation or association;
- Officer, director, agent, or employee of any group or association of employers dealing with any labor organization;
- Any position where the occupant is entitled to a share of the proceeds of any entity whose activities are in whole or substantial part devoted to providing goods and services to a labor organization; and
- Officer or executive or administrative employee of any entity whose activities are in whole or substantial part devoted to providing goods and services to a labor organization.
What are the crimes that result in a person being barred?
Conviction for several types of crimes will bar a person from serving in prohibited capacities, including but not limited to the following examples:
- Generic criminal offenses; specifically, murder, assault with intent to kill, assault that inflicts grievous bodily injury, rape, arson, extortion, burglary, grand larceny, robbery, bribery, embezzlement, or violation of narcotics laws;i
- Violations of Title II or Title III of the LMRDA, which include knowingly making a false statement of material fact or failing to disclose a material fact in any labor organization report, labor organization officer or employee report, or other report required by the LMRDA; willfully failing to file a required report; willfully violating the recordkeeping requirements in Title II or Title III; willfully making a false entry in labor organization records or other documents required to be kept by the LMRDA or willfully concealing, withholding or destroying such records; willfully and improperly transferring funds from a trusteed local to the parent body imposing the trusteeship; or willfully counting the votes of delegates from a trusteed local under certain circumstances;
- Any felony involving abuse or misuse of an individual’s position or employment in a labor organization or employee benefit plan in order to seek or obtain an illegal gain at the expense of the members of the labor organization or the beneficiaries of the employee benefit plan;
- Conspiracy to commit any of the above crimes;
- Attempting to commit any of the above crimes;
- Any crime in which any of the above crimes is an element; or
- Any crime whose conduct elements necessarily and separately include the conduct elements of one or more listed statutory or generic crimes, for example, state theft offenses in certain cases may necessarily and separately punish the conduct elements of grand larceny and/or embezzlement.
Regarding federal sector unions, the prohibitions are also applicable to any person who has been convicted of, or who has served any part of a prison term resulting from his conviction for making a false statement, in violation of 18 U.S.C. 1001, in any report required to be filed pursuant to the federal sector Standards of Conduct provisions or who has been determined to have willfully violated such provisions prohibiting certain acts relating to a subordinate body under trusteeship, pursuant to 29 C.F.R. 458.27.
How does the bar apply to state convictions?
If a person is convicted of a state crime whose conduct elements necessarily and separately punish the conduct elements of one or more crimes listed in Section 504, the person may be subject to the Section 504 bar.
Is there a difference between a felony conviction and a misdemeanor conviction for purposes of the bar?
Generally speaking, no. With the exception of generic grand larceny and the residual felony offenses involving abuse or misuse of a person’s position or employment in a labor organization or employee benefit plan, anyone convicted of any of the crimes described in Section 504 is barred, regardless of whether the crime is classified as a felony or misdemeanor.
Is the bar automatic or must a court impose it?
The bar applies automatically by operation of law. While a court may specifically impose an employment restriction as a condition of sentence, the Section 504 bar will apply even if the court is silent on the subject.
When does the bar start?
A person is prohibited from holding office or serving in any other prohibited capacity beginning on the date when a convicting court enters a formal judgment of conviction following imposition of sentence or otherwise determines the defendant’s guilt for violation of a disqualifying crime and imposes punishment. Appealing the conviction does not stay the Section 504 bar.
What is a "judgment of conviction"?
For purposes of Section 504, a judgment of conviction includes a finding or plea of guilty, or an equivalent procedure, such as a plea of no contest to a disqualifying crime described in Section 504, and a sentence or other punitive disposition of the case by the trial court.
When does the bar end?
The bar ends 13 years after the date of a disqualifying conviction or 13 years after the last date of any part of a prison term served in a jail-type facility resulting from such conviction, whichever is later.
Can the sentencing court reduce the period of the bar?
The federal or state sentencing court, on the motion of the convicted person, can set a shorter bar at or subsequent to the time of the conviction, which cannot be less than three years following conviction or end of imprisonment, whichever is later.
Can the bar be removed for a particular job or position?
A barred person may seek to have the bar removed to permit service in a particular prohibited capacity by demonstrating to the court that:
- such person’s service in one of the prohibited positions would not be contrary to the purposes of the LMRDA, and
- such person has been rehabilitated since conviction for the disqualifying crime and can therefore be trusted not to endanger the organization in the position for which relief from the bar is sought.
What court hears the request to have the bar removed for a particular job or position?
- The sentencing judge, if the person was convicted of a federal offense; or
- The United States District Court in the district in which the crime was committed, if the person was convicted of a state or local offense.
What role does the Department of Labor have?
- The court must notify the Secretary of Labor and state, county, and federal prosecuting officials in the jurisdiction where the barred person was convicted before holding a hearing on the request to remove the bar for a particular job or position.
- The Department of Labor will investigate and make a recommendation to the court on whether the bar should be removed for that job or position.
- The Secretary of Labor has the same role with respect to petitions to the sentencing court to reduce the period of the bar. See DOJ Manual at 9-138.130 (“any investigation concerning the appropriateness of a reduction of the length of disability should also be conducted in cooperation with the appropriate office of the Department of Labor”).
- For federal sector unions, the OLMS official designated in the regulations, or such other person as he may designate, may exempt a person from the bar for a particular position or may reduce the period of the bar if the official determines that it would not be contrary to the purposes of the CSRA or FSA.
Does the restoration of an individual's citizenship rights affect the bar?
If an individual's citizenship rights were revoked as a result of the conviction and are fully restored in the jurisdiction of the conviction, the bar is ended. But, if no citizenship rights were revoked as a result of the disqualifying conviction, the barred person must seek relief by one of the other methods of relief described in Section 504.
What are citizenship rights for purposes of Section 504 relief?
Citizenship rights that may be revoked and restored as the result of state criminal convictions generally include the rights of a state citizen in the jurisdiction of conviction to vote in public elections, to seek or serve in public office, and to sit on a jury. The process for obtaining restoration of state citizenship rights revoked as a result of a state criminal conviction varies from state to state. A federally convicted offender may have any revoked citizenship rights fully restored by obtaining a pardon from the President of the United States.
What if an individual successfully appeals an otherwise disqualifying conviction?
The bar terminates if an appeal results in a reversal of the conviction.
Is parole considered part of imprisonment for purposes of determining the Section 504 bar period?
No. The 13-year period begins on the day the convicted individual is released from imprisonment. Thus, if a person is paroled after serving two years of a four-year sentence, for example, the 13-year period begins upon his or her release from actual confinement in a jail-type facility.
What about probation?
Similar to parole, if an individual convicted of a disqualifying offense receives a suspended sentence and is placed on probationary supervision without any confinement in a jail-type facility, the 13-year period begins on the date of conviction rather than at the end of the suspended sentence or probation.
What happens if a convicted person's suspended sentence, parole, or probation is revoked by the sentencing court?
The 13-year period begins to run again for the full 13 years – without “credit” for the passage of time between release from prison and the revocation – from the end of any imprisonment that results from the revocation of the suspended sentence, parole, or probationary supervision.
Is it a violation if a person hires, retains, or employs a person subject to the bar?
Yes. It is a violation both for a barred person to willfully hold a prohibited position and for another person to willfully and knowingly hire, retain, employ, or otherwise place the barred person in a prohibited capacity. For example, if an individual is a union officer at the time he or she is convicted of a disqualifying offense, the union must take steps to prevent the barred individual from serving in a prohibited capacity. Failure of the union’s other officers to do so if they have knowledge of the barred individual’s employment disqualification and service in a prohibited capacity is a violation of Section 504 as well.
What is the punishment for a willful violation of LMRDA Section 504?
While the LMRDA makes a willful violation of any provision of Section 504 punishable by a fine of not more than $10,000 or imprisonment for not more than five years, or both, 18 U.S.C. 3571 permits a court to impose a greater fine. Under that Section, the maximum fine is the greatest amount of the fine described in Section 504, twice the gross pecuniary gain which the defendant derived from the Section 504 offense, twice the gross pecuniary loss resulting from the Section 504 offense of a person other than the defendant, or $250,000. In the case of a disqualified organization, a fine based on the greatest of the foregoing pecuniary gain or loss or $500,000 may be imposed.
Can a labor organization prevent an individual who is barred under Section 504 from running for union office?
Yes. A union has the right to impose reasonable candidacy qualifications, which must, at a minimum, include the requirements of Section 504.
What should I do if I think someone is holding a position in violation of Section 504?
- Contact the nearest OLMS district office.
If you require additional information or if you have any questions about potential reporting obligations under the LMRDA, please email OLMS-Public@dol.gov or call OLMS at (202) 693-0123.
Contact information for our field offices can be found on the OLMS Office of Field Operations webpage.
iThe term “narcotic drug” as defined when Section 504 was enacted in 1959, and under current federal law, is restricted to heroin, cocaine, opium, their precursors or derivatives, and other opiates having an addictive quality similar to morphine. 21 U.S.C. 802(17)-(18). Consequently, the Department of Justice considers a “violation of narcotic laws,” 29 U.S.C. 504(a), to be those offenses involving controlled substances federally classified as “narcotic drug[s].” 21 U.S.C. 802(17). The U.S. Drug Enforcement Administration’s Office of Diversion Control publishes on its website: Controlled Substances by CSA Schedule (usdoj.gov) a list of controlled substances, which explains whether a controlled substance is or is not a narcotic drug.
Last Updated: 5-23-24