These comments will be made available in alternative format to persons with disabilities upon request.
Requests to Testify
- DALBAR, Inc.
Louis S. Harvey
May 22, 2009 - Chris Tobe
May 24, 2009 - The Profit Sharing/401k Council of America (PSCA)
Edward Ferrigno
May 27, 2009 - AllianceBernstein L.P.
Daniel A. Notto
May 29, 2009 - Securities Industry and Financial Markets Association (SIFMA)
Elizabeth Varley
May 29, 2009 - TIAA-CREF
Sue K. DiLandro
May 29, 2009 - Callan Associates, Inc.
Lori Lucas
June 05, 2009 - The Vanguard Group
Ann L. Combs
June 02, 2009 - Raymond James Financial Services
Claiborne B. "Chip" Morton
June 03, 2009
- Avatar Associates
Michael Case Smith
June 03, 2009 - National Association of Independent Retirement Plan Advisors (NAIRPA)
Craig P. Hoffman
June 03, 2009 - Griffith University
Michael E. Drew
June 04, 2009 - Barclays Global Investors
Joanne Medero
June 02, 2009 - Investment Company Institute
Anna Driggs
June 04, 2009 - Prudential Retirement Insurance and Annuity Company
Christine Marcks
June 04, 2009 - Employee Benefit Research Institute (EBRI)
Dallas L. Salisbury
June 04, 2009 - Behavioral Research Associates, LLC
Jodi DiCenzo
June 04, 2009 - QDIA.com
Richard C. Dunne
June 04, 2009
- T. Rowe Price Group, Inc.
David M. Abbey
June 04, 2009 - Watson Wyatt Worldwide
Mark J. Warshawsky
June 04, 2009 - JP Morgan Asset Management
Evelyn E. Guernsey
June 05, 2009 - Putnam Investments
Leonard M. Glynn
June 05, 2009 - NEPC
Richard M. Charlton
June 05, 2009 - Financial Engines
Anne Tuttle
June 05, 2009 - Russell Investments
Josh Cohen
June 05, 2009 - Fiduciary Compliance Center
Jessica R. Flores
June 05, 2009 - American Benefits Council
Jan M. Jacobson
June 04, 2009
Testimony of Witnesses
- QDIA.com
Richard Dunne
June 18, 2009 - Profit Sharing 401k Council of America
Ian S. Kopelman
June 18, 2009 - DALBAR
June 18, 2009 - Breidenbach Capital Consulting, LLC
Chris Tobe
June 17, 2009 - Barclays Global Investors
June 18, 2009 - Putnam Investments
Jeffrey Knight
June 18, 2009 - Russell Investments
Josh Cohen
June 18, 2009 - T. Rowe Price Group, Inc.
Richard Whitney
June 18, 2009
- Callan Associates Inc.
June 18, 2009 - Employee Benefit Research Institute
Jack VanDerhei
June 18, 2009 - Investment Company Institute
Karrie McMillan
June 18, 2009 - The Vanguard Group, Inc.
John Ameriks
June 18, 2009 - American Benefits Council
Allison R. Klausner
June 18, 2009 - National Association of Independent Retirement Plan Advisors
June 18, 2009 - Watson Wyatt Worldwide
Mark J. Warshawsky
June 18, 2009 - TIAA-CREF
Edward Moslander
June 18, 2009
- AllianceBernstein L.P.
Seth Masters
June 18, 2009 - AARP
David Certner
July 16, 2009 - Certified Financial Planner Board of Standards, Inc.
Marilyn Capelli Dimitroff
July 18, 2009 - Financial Engines, Inc.
Anne Tuttle
July 18, 2009 - JP Morgan Asset Management
Anne Lester
July 18, 2009 - Investment Company Institute
Karrie McMillan
June 18, 2009 - Prudential Retirement
Mark Foley
June 18, 2009 - Employee Benefit Research Institute
Jack Vanderhei
Supplemental and Other Materials
- AllianceBernsatein: Target-Date Retirement Funds: A Blueprint for Effective Portfolio Construction
- AllianceBernstein: Anti-Depression Advice for Retirees
- AllianceBernstein: Are Single-Manager Target-Date Funds Risky for Large Plan Fiduciaries?
- The Wagner Law Group
Marcia S. Wagner
June 16, 2009 - Fund Democracy and Consumer Federation of America
Mercer Bullard
Barbara Roper
June 18, 2009 - Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
June 18, 2009 - AXA Equitable Life Insurance Company: Bringing Guaranteed Income Solutions into 401(k) Plans: Creating Awareness
June 18, 2009
- Financial InterGroup Holdings Ltd
Allan D. Grody
Richard R. Tinervin
June 12, 2009 - Olivia S. Mitchell
June 2009 - Watson Wyatt Worldwide: Asset Allocations and Risk-Return Tradeoffs of Target-Date Funds
Gaobo Pang
Mark Warshawsky
June 18, 2009 - ERISA Industry Committee (ERIC)
Mark J. Ugoretz
July 17, 2009 - Fidelity Investments
Douglas O. Kant
July 17, 2009 - Reish & Reicher
C. Frederick Reish
Bruce L. Ashton
July 17, 2009
- JP Morgan Asset Management: Sharpening Your Aim - Selecting the best target date strategy for your participants
- JP Morgan Asset Management: Ready! Fire! Aim? - How some target date fund designs are missing the mark on providing retirement security for those who need it most
- JP Morgan Asset Management: Post-Modern Asset Management: The Credit Crisis and Beyond
- JP Morgan Asset Management
Anne Lester - Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
- Investment Company Institute
Karrie McMillan
July 20, 2009