Advisory Opinions

Requests for interpretations and other rulings under Title 1 of ERISA are handled by the Office of Regulations and Interpretations under the provisions established by ERISA Procedure 76-1.  The office answers inquiries from individuals and organizations in the form of advisory opinions, which apply the law to a specific set of facts, or information letters, which merely call attention to well established principles or interpretations.

Data Dictionary

1990
AO/ Date/ Reference Recipient Description of Request
12/04/1990

Mr. Joseph V. Demarte
Lane Powell Moss & Miller
3800 Rainier Bank Tower
Seattle, Washington 98101-2647

Whether the Court Order that was issued in a probate proceeding and would recognize an interest in pension benefits of the surviving spouse solely on the basis of the state community property law is considered a "domestic relations order" within the meaning of section 206(d)(3)(B)(ii) of ERISA and is enforceable against the Plan.

12/04/1990
206(d)
514

Ms. Ellen O. Pfaff
Lane Powell Moss & Miller
3800 Rainier Bank Tower
Seattle, Washington 98101-2647

 

Whether the Court Order that was issued in a probate proceeding and would recognize an interest in pension benefits of the surviving spouse solely on the basis of the state community property law is considered a "domestic relations order" within the meaning of section 206(d)(3)(B)(ii) of ERISA and is enforceable against the Plan.

12/04/1990

Mr. Bradley W. Hanson
Hughes, Thoreen & Sullivan
110 South 6th Avenue
Suite 200
P.O. Box 1187
St. Cloud, Minnesota 56302-1187

Whether the Plan constitutes a church plan within the meaning of section 3(33) of title I of ERISA and, accordingly, whether the plan is excluded from the requirements of title I of ERISA by section 4(b)(2) thereof.

11/21/1990

Ms. Ruel D. Norman
Texas State Board of Insurance
1110 San Jacinto
Austin, Texas 78701-1998

Whether the Agriculture Producers & Associates Employee Benefit Trust (the Trust) is a multiple employer welfare arrangement (MEWA) within the meaning of section 3(40) of title I of ERISA and, if so, whether the State of Texas may require the Trust to obtain a certificate of authority from the State.

11/21/1990

Mr. Robert A. Williams
Florida Rural Legal Services, Inc.
110 South Second Street
P.O. Box 1109
Immokalee, Florida 33934

Whether two programs operated by the West Indies Central Labor Organization (WICLO) for certain non-resident aliens of the United States who work in the United States under an H-2A program constitute employee benefit plans covered by title I of ERISA.

11/08/1990
3(40)
514(b)(6)

Mr. James N. Wood
Texas State Board of Insurance
1110 San Jacinto
Austin, Texas 78701-1998

Whether the Construction and Service Industry Trust (the Trust) is a multiple employer welfare arrangement (MEWA) within the meaning of section 3(40) of title I of ERISA and, if so, whether the State of Texas may require the Trust to obtain a certificate of authority from the State, and whether the preemption provisions of title I of ERISA do not preclude state regulation of the Trust at least to the extent provided in section 514(b)(6)(A).

11/19/1990
3(40)
514(b)(6)

Mr. Zack Stamp
Director of Insurance
Illinois Department of Insurance
320 West Washington
Springfield, Illinois 62767

Whether the Illinois Members & Clerks Trust (the Trust), also known as the IM&C Trust, is an employee welfare benefit plan within the meaning of section 3(1) of title I of ERISA and whether the Trust is a multiple employer welfare arrangement (MEWA) within the meaning of section 3(40) of that title.

11/19/1990
3(40)
514(b)(6)

Mr. Zack Stamp
Director of Insurance
Illinois Department of Insurance
320 West Washington
Springfield, Illinois 62767

Whether the Members and Clerks Group Insurance Trust (the Trust), also known as the M&C Trust, is an employee welfare benefit plan within the meaning of section 3(1) of title I of ERISA and whether the Trust is a multiple employer welfare arrangement (MEWA) within the meaning of section 3(40) of that title.

10/31/1990
3(40)
514(b)

Mr. Michael J. Angelini
New Jersey Department of Insurance
20 W. State Street
Trenton, New Jersey 08625

Whether the Independent Distributors of America, Inc. Health Benefits Plan (the Plan) is an employee welfare benefit plan within the meaning of section 3(1) of title I of ERISA and whether the Plan is a multiple employer welfare arrangement (MEWA) within the meaning of section 3(40) of that title, whether the preemption provisions of title I of ERISA do not preclude state regulation of the Plan at least to the extent provided in section 514(b)(6)(A).

10/31/1990
3(40)
514(b)

Mr. Michael J. Angelini
New Jersey Department of Insurance
20 W. State Street
Trenton, New Jersey 08625

Whether the United Health Care Benefits Trust (the Trust) is an employee welfare benefit plan within the meaning of section 3(1) of title I of ERISA and whether the Trust is a multiple employer welfare arrangement (MEWA) within the meaning of section 3(40) of that title, and whether the preemption provisions of title I of ERISA do not preclude state regulation of the Trust at least to the extent provided in section 514(b)(6)(A).